The Depository Trust & Clearing Corporation (DTCC) · 14 hours ago
Senior Audit Manager II
Jersey City, NJ
Full-time
Hybrid
Senior Level, Lead/Staff
10+ years expThe Depository Trust & Clearing Corporation (DTCC) is at the forefront of innovation in the financial markets and is committed to helping employees grow and succeed. The Senior Audit Manager II will oversee audit work, manage relationships with senior management, lead complex audits, and ensure compliance with policies and procedures.
FinanceFinancial ExchangesFinancial ServicesInformation Technology
Responsibilities
Identifies meaningful issues, root cause and fully assessed the impact of the issue, as well as identifies any emerging and top risks
Reviews and approves management self-identified issues
Manages and reinforces strong relationships with senior management (director and above) and their business partners to become a trusted partner
Performs and/or reviews validation of issues and remediating actions in preparation of final validation by Team Lead. Can perform final validation of issues
Assists Team Leads with managing and performing ad hoc requests (i.e., from audit practices, regulatory related, GRC, etc.)
Leads all phases of complex audits
Instrumental in clearing audit reports through effective communication to auditees
Prepare well written reports with minimal Team Lead and Senior Management edits that are cleared in accordance with report issuance guidelines
Manages audit lifecycle and communicates any potential exceptions in meeting timelines or budgets
Completes the annual plan on time and on budget
Performs annual risk-based planning
Reviews auditable entity risk assessment updates prior to DGA approval
Execute/manage continuous monitoring test and coordinate the development of new tests
Approve continuous monitoring tasks, including continuous tests and KPI/KRI assessments
Assists in preparing quarterly plan review deck
Demonstrate strong compliance with our policies & practices, as evidenced by good QA results and strong performance within standards and related metrics
Emphasize and reinforces staff compliance with our policies and procedures
Works with IAD leadership and Audit Practices team to improve policies and procedures
Inspires and leads their team’s performance and sets a good example of behaviors necessary for the team’s success
Provides coaching and guidance to more junior members on their career paths
Responsible for training & developing their employees
Attracts, develops and retains high quality individuals
Mitigates risk by following established procedures, spotting key errors and demonstrating strong ethical behavior
Qualification
Required
Minimum of 10 years of related experience
Capable of identifying, assessing, and advising on risks for large-scale technology projects, IT general controls and completing IT process audits (e.g., SDLC, Change Management, Logical Security, Business Continuity/Disaster Recovery, and Incident/Problem Monitoring)
Proficiency in auditing infrastructure components is a plus (e.g., Mainframe, Unix/Linux, Windows)
Deep understanding of Audit and Audit methodology
Must possess and support awareness of regulatory and compliance environment
Create a sense of urgency, inspire others, and set a good example of the behaviors necessary for the team's success
Preferred
Bachelor's degree preferred or equivalent experience preferably with a technology-related major
Certifications related to the candidate's coverage responsibilities are beneficial, but not required, such as Certified Information Systems Auditor (CISA), Certified in Risk and Information Systems Control (CRISC), and Certified Information Systems Security Professional (CISSP)
Benefits
Competitive compensation, including base pay and annual incentive
Comprehensive health and life insurance and well-being benefits, based on location
Pension / Retirement benefits
Paid Time Off and Personal/Family Care, and other leaves of absence when needed to support your physical, financial, and emotional well-being.
Company
The Depository Trust & Clearing Corporation (DTCC)
With over 50 years of experience, DTCC is the premier post-trade market infrastructure for the global financial services industry.
5001-10000 employees
H1B Sponsorship
The Depository Trust & Clearing Corporation (DTCC) has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (119)
2024 (59)
2023 (74)
2022 (84)
2021 (36)
2020 (77)
Funding
Current Stage
Late StageLeadership Team
Frank La Salla
President, CEO and Director of DTCC
E
Edward Cortes
Executive Director
Recent News
2026-01-09
Company data provided by crunchbase