sFOX · 8 hours ago
Audit Lead- MTLs and Regulatory Audits
United States
Full-time
Remote
Senior Level
6+ years expsFOX is a full-service prime dealer focused on providing liquidity from various exchanges and OTC desks. The Audit Lead will oversee compliance-related audits across sFOX’s U.S. regulatory footprint, managing audits related to state Money Transmitter Licenses and federal regulatory reviews while coordinating with internal teams and external stakeholders.
BitcoinBlockchainCryptocurrencyEthereumFinTechTrading PlatformVirtual Currency
Responsibilities
Own and manage all U.S. regulatory audits and examinations, including state MTL exams, federal reviews, and independent third-party audits
Serve as the primary point of contact for regulators, examiners, and external auditors throughout the audit lifecycle
Plan, coordinate, and execute audit preparation activities, including document requests, walkthroughs, and control demonstrations
Maintain audit readiness across all licensed states by ensuring policies, procedures, evidence, and records are current and defensible
Track, manage, and report on audit findings, observations, and corrective action plans (CAPs), including timelines and ownership
Partner with Compliance, Legal, Risk, Operations, Engineering, and Product teams to remediate audit findings and strengthen controls
Support the development and maintenance of audit response playbooks, exam calendars, and standardized evidence repositories
Review and challenge audit findings where appropriate, ensuring accurate representation of risk and controls
Assist in enterprise-wide risk assessments, control testing, and ongoing compliance monitoring as they relate to MTL obligations
Prepare audit summaries, metrics, and executive-level reporting for senior management and the Board
Stay current on evolving regulatory expectations impacting MSBs, money transmission, and digital asset businesses
Support regulatory change management initiatives as new state or federal requirements impact licensing or audit scope
Perform other duties and responsibilities as assigned
Qualification
Required
Bachelor's degree or equivalent practical experience required
6+ years of experience in regulatory audits, compliance examinations, or audit management within a bank, MSB, fintech, or crypto company
Strong working knowledge of U.S. money transmission regulations, BSA/AML requirements, and regulatory examination processes
Experience coordinating responses to regulators and external auditors, including document production and issue remediation
Excellent organizational and project management skills, with the ability to manage multiple audits simultaneously
Strong written and verbal communication skills, including experience drafting audit responses and executive summaries
High attention to detail and ability to maintain clear documentation and audit trails
Comfortable working independently and exercising sound judgment in high-stakes regulatory interactions
Ability to handle highly confidential information with discretion and professionalism
Preferred
Direct experience managing state Money Transmitter License (MTL) exams strongly preferred
CAMS, CRCM, CISA, or similar certification preferred but not required
Company
sFOX
SFOX is a cryptocurrency prime dealer for professional traders and institutional investors.
51-200 employees
Funding
Current Stage
Growth StageTotal Funding
$23.12M2025-03-21Series B
2018-08-16Series A· $23M
2017-01-25Series Unknown
Leadership Team
Akbar Thobhani
Co-Founder
Alexander Angerer
Head of Asia-Pacific
Recent News
2022-09-23
Company data provided by crunchbase