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Wellington Management · 3 hours ago

Guideline Monitoring Senior Analyst

Boston, MA, United States

Full-time

Hybrid

Mid, Senior Level

$90K/yr - $180K/yr

4+ years exp

Wellington Management is one of the world’s largest independent investment management firms, offering comprehensive investment management capabilities. The Senior Guideline Monitoring Analyst will support investment teams by ensuring compliance with client guidelines and regulatory requirements, while collaborating with various internal teams.

AdviceAsset ManagementFinanceFinancial ServicesInsurance

H1B Sponsor Likely

Responsibilities

The Analyst will focus on providing support to investment teams, to ensure that investment transactions and holdings are compliant with client guidelines and regulatory requirements

The Analyst will be part of the team that:

Reviews Investment Management Agreements, evaluates client guidelines, and maintains the guideline monitoring system, called Sentinel

Performs real-time, pre-trade support with investors

Resolves post-trade incident exceptions generated from Sentinel

The Analyst will work collaboratively with other Guideline Monitoring Analysts, as well as other internal teams, specifically our Global Relationship Teams, Product Management and Portfolio Management

The Analyst will develop a deep understanding of investment strategies relative to client guidelines and regulatory requirements

Qualification

Investment operationsGuideline monitoringRegulatory complianceEquity productsFixed income productsDigital literacyInterpersonal skillsOrganizational skillsAttention to detail

Required

4-7 years of industry experience

Bachelor's degree in Finance or Business-related field

Candidate must demonstrate a working knowledge of investment types, including equity and fixed income products, and derivative securities

Candidate should be energetic, self-confident, and have an inquisitive mind

An ideal candidate should be a self-starter who is results-driven, and be controls conscious

Possess strong organizational skills and proven ability to manage assignments with competing priorities

Exhibit strong interpersonal and communicative abilities

Demonstrated capability to perform both independently and collaboratively

Possess excellent attention to detail

Exhibit strong proficiency in computer skills and digital literacy, particularly with Word, Excel, and similar software applications

Preferred

Prior experience in guideline monitoring, investment operations or compliance, or an understanding of different regulatory regimes would be advantageous but is not required

Benefits

Retirement plan

Health and wellbeing

Dental

Vision

Pharmacy coverage

Health savings account

Flexible spending accounts

Commuter program

Employee assistance program

Life and disability insurance

Adoption assistance

Back-up childcare

Tuition/CFA reimbursement

Paid time off (leave of absence, paid holidays, volunteer, sick and vacation time)

Company

Wellington Management

Glassdoor4.1

Wellington Management focuses on investment management by applying its resources to meet the needs of the institutional clients it serves.

Founded in 1933

Boston, Massachusetts, USA

1001-5000 employees

http://wellington.com

H1B Sponsorship

Wellington Management has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

Distribution of Different Job Fields Receiving Sponsorship

Represents job field similar to this job

Trends of Total Sponsorships

2025 (79)

2024 (52)

2023 (62)

2022 (91)

2021 (82)

2020 (62)