NinjaTrader · 4 days ago
AML Associate
Chicago, IL
Full-time
Hybrid
Mid Level
$60K/yr - $75K/yr
3+ years expNinjaTrader is an industry-leading trading platform and futures broker dedicated to empowering traders. The AML Associate will oversee the implementation of the firm’s Anti-Money Laundering Program, ensuring compliance with regulatory requirements and conducting investigations into suspicious activities.
FinTechSoftwareTrading Platform
Responsibilities
Conduct AML assessments, including transaction reviews, enhanced due diligence (EDD), and customer activity analysis to identify and escalate unusual or suspicious patterns
Investigate potential matches against sanctions lists, Politically Exposed Persons (PEPs), adverse media, and internal watchlists, ensuring timely and accurate processing
Conduct Transaction Monitoring reviews and investigations, taking appropriate actions based on findings
Perform Customer Due Diligence (CDD) for new clients and conduct periodic compliance reviews to ensure regulatory adherence
Enhance and maintain surveillance programs, internal controls, and watchlists to detect regulatory violations and meet evolving compliance standards
Contribute to the updates and implementation of AML policies, procedures, and internal controls in alignment with regulatory changes and best practices
Collaborate with stakeholders to proactively identify and resolve compliance issues, mitigating risks and aligning operations with legal obligations
Oversee internal control systems to ensure effectiveness in identifying and managing risks related to money laundering and financial crimes
Provide guidance on compliance matters, responding to inquiries from customers and management, and supporting firmwide objectives
Qualification
Required
3–5 years of experience in an AML-related role required
In-depth knowledge and understanding of US BSA/AML laws and regulations
Experience with modern and advanced case workflow systems
BA or BS degree
Excellent writing, speaking, strong analytical and organization skills
Self-motivated and dependable team player with a strong work ethic, able to work effectively both independently and as part of a team
Ability to adapt to evolving technical and regulatory fintech environments
Preferred
Experience in U.S. Futures industry rules and regulations preferred
Certified Fraud Examiner (CFE), ACAMS, or other relevant industry certification highly desired
Previous Sanctions Screening/Operations experience preferred
Experience using SQL or similar database languages for query-based data exercises
Benefits
401K plan through ADP under which the company will match up to 3.5% of employee contributions.
Annual paid time off allowance accrues at a rate of 18 days per year (some positions may qualify for more)
Seven paid holidays
20 additional flex remote days annually
5 Company Wide Office-Optional weeks tied to major holidays
Generous PTO
7 Paid Holidays Annually + 5 Conditional Holidays Annually
1 Service Day Annually
401k with 3.5% Company Match
Paid Parental Bonding Leave
Health, Vision, Dental Coverage
Life and Disability Insurance Covered 100% by NinjaTrader
Company
NinjaTrader
NinjaTrader provides trading software and brokerage services for futures, forex, and equities markets.
201-500 employees
Funding
Current Stage
Growth StageTotal Funding
unknownKey Investors
Long Ridge Equity Partners
2025-03-20Acquired
2020-01-06Private Equity
Leadership Team
M
Martin Franchi
Chief Executive Officer
Ryan Pitylak
Executive Vice President of Growth
Recent News
Fintech News Malaysia
2026-01-16
2026-01-16
2026-01-13
Company data provided by crunchbase