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Charles Schwab · 2 days ago

Director Regulatory Liaison

Westlake, TX

Full-time

Onsite

Mid, Senior Level

7+ years exp

Charles Schwab is a financial services company that empowers its employees to make an impact on their careers. The Director, Regulatory Liaison Office role focuses on managing regulatory engagements and overseeing regulatory activities related to capital, liquidity, market, and interest rate risk, while serving as a liaison between regulators and internal stakeholders.

Financial Services

Responsibilities

Serve as subject matter expert on the supervisory expectations for capital, liquidity, market and interest rate risk

Serve as the primary point of contact between the regulators and internal stakeholders while managing exams, inquiries and other regulatory matters in accordance with enterprise-wide standards

Track and analyze regulatory developments applicable to Schwab

Provide ongoing consultation to executives on internal risk and performance practices

In coordination with colleagues, advising the company regarding the impact of proposed and new regulations or supervisory developments

Assist in special projects and other regulatory examinations of subsidiaries

Qualification

Regulatory experienceRegulatory examination frameworkRisk management practicesQuantitative skillsJudgmentInterpersonal skillsCommunication skillsCritical thinking

Required

Bachelors degree or equivalent experience required

7+ plus years of regulatory experience with a prudential financial regulator or working in a financial institution in Treasury or Financial Risk Oversight functions

Expert knowledge of regulatory examination framework, regulatory laws, supervisory guidance and effective risk management practices and the applicability to a large financial firm pertaining to capital, liquidity, market and interest rate risk