PRI Technology ยท 5 months ago
Director, FRB Regulatory Reporting & Strategy
Jersey City, NJ
Full-time
Onsite
Director/ExecutivePRI Technology is seeking a hands-on FRB/OCC regulatory reporting leader, strategist, and subject matter expert. This role will lead the regulatory reporting and strategy function for the U.S. Intermediate Holding Company and its subsidiaries, ensuring compliance with regulatory requirements and optimizing reporting processes.
Information Technology & Services
Responsibilities
Lead the FRB regulatory reporting production team in the preparation, review and timely submission of all required FRB, OCC, FDIC regulatory reports and filings with responsibility for ensuring operational effectiveness in compliance with the regulatory reporting controls and governance environment
Drive report automation, enhancements, process optimization and ongoing management of the regulatory reporting platform and processes to improve accuracy and efficiency
Monitor changes in regulatory guidance/requirements through interaction with various industry groups/regulatory bodies and drive the internal assessment of impact to reporting obligations, lead change management initiatives to maintain compliance while keeping senior leadership abreast on necessary actions and risk mitigation strategies
Serve as primary liaison with various regulatory bodies (FRB, OCC & FDIC) and the Internal Audit function to manage inquiries related to filings, examinations and audits as well as periodically coordinating discussions on complex topics as applicable
Develop and maintain a strong internal controls environment over the regulatory reporting process to ensure adherence to regulatory standards and best practices
Identify potential risk areas through review of regulatory reporting policies, procedures and controls and drive potential corrective actions to ensure compliance with regulatory standards
Build, mentor and manage a high-performing team of regulatory reporting professionals fostering a culture of accountability, continuous improvement and technical excellence
Qualification
Required
Extensive knowledge and comprehensive experience in U.S. regulatory reporting coupled with experience in regulatory project delivery within the financial services industry
Extensive experience interacting with regulators on a regular frequency and connectivity to industry advocacy groups/forums
Hands-on experience with AxiomSL or similar reporting platform including data integration, automation and optimization of reporting processes
Effective communication skills, both verbal and written, with the ability to present complex information to senior management and regulators
Excellent analytical and problem-solving skills with a strong attention to detail and accuracy
Strong leadership and people management skills with the ability to mentor and develop a high-performing team
Preferred
Bachelor's degree (Accounting or Finance preferred) and/or CPA or advanced degree
Strong knowledge of financial products and reporting standards applicable to a U.S. financial services industry
Strategic thinker with ability to lead and influence in an evolving environment and work across functions/businesses
Proficiency in data management and analytics tools (SQL, Python, Tableau etc.) and strong Microsoft Office (PowerPoint, Excel) skills
Company
PRI Technology
IT Staffing Solutions - Experience the Difference Working With Professionals That Understand Your Information Technology Needs and the Importance of Managing Your Costs! PRI Technology, a division of Perennial Resources International, is a full service Information Technology staff augmentation and executive search firm comprised of high performing industry professionals focused on your success.
Founded in 2002
51-200 employees
Funding
Current Stage
Growth StageLeadership Team
Joseph Kelly
Chief Financial Officer
Company data provided by crunchbase