AVP, Associate General Counsel jobs in United States
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LPL Financial · 5 days ago

AVP, Associate General Counsel

LPL Financial is among the fastest growing wealth management firms in the U.S., providing legal support and strategic advice on collections, recovery, and litigation matters. The Assistant Vice President, Associate General Counsel will enforce contractual rights, manage litigation risk, and support the organization's business objectives.

FinanceFinancial Services
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H1B Sponsor Likelynote

Responsibilities

Provides legal support and strategic advice to the organization on matters related to collections, recovery, and litigation and arbitration
Enforces contractual rights and recoups outstanding balances, often in the FINRA arbitration forum
Manages litigation risk and supports business objectives

Qualification

Legal supportLitigation managementContract enforcementFINRA arbitrationRisk managementStrategic advice

Required

Provides legal support and strategic advice to the organization on matters related to collections, recovery, and litigation and arbitration
Enforces contractual rights and recoups outstanding balances, often in the FINRA arbitration forum
Manages litigation risk and supports business objectives

Benefits

401K matching
Health benefits
Employee stock options
Paid time off
Volunteer time off

Company

LPL Financial

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LPL Financial provides investment solutions and tools for independent financial advisors.

H1B Sponsorship

LPL Financial has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (106)
2024 (105)
2023 (122)
2022 (127)
2021 (65)
2020 (44)

Funding

Current Stage
Public Company
Total Funding
$2.5B
2025-03-31Post Ipo Equity· $1.5B
2024-06-03Post Ipo Debt· $1B
2010-11-18IPO

Leadership Team

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Rich Steinmeier
Interim CEO
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Sid Vyas
Chief Technology Officer/EVP
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Company data provided by crunchbase