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U.S. Bank · 9 hours ago

Shared Services Strategy and Execution Lead

Charlotte, NC

Full-time

Onsite

Senior Level, Lead/Staff

$127K/yr - $149K/yr

10+ years exp

U.S. Bank is committed to helping customers and businesses make better financial decisions while supporting community growth. The Shared Services Strategy and Execution Lead will oversee the creation and maintenance of an effective risk management framework, ensuring compliance with regulations and facilitating the identification of process gaps.

BankingFinancial ServicesInsuranceMortgageWealth Management

Responsibilities

Support strategic development of Shared Services function, including Electronic Communications, Broker-Dealer Internal Examinations, and Licensing and Registration teams

Assist Management with identification and implementation of process efficiencies, potentially including vetting new vendors, technological implementations (internally or externally developed), and staffing models

Partner with Regulated Entities Chief Compliance Office teams to ensure reasonably designed compliance program that appropriately supports and provides oversight to aligned businesses

Partner with Governance team to enhance existing reporting, ensuring major accomplishments, key risks, and action items are clear and concise

Ensure related policies, procedures, and documented controls reflect best practices and satisfy company and regulatory requirements

Other projects, as assigned

Qualification

Compliance program knowledgeLeadership skillsProject management skillsAnalytical skillsSecurities regulatory knowledgeNegotiation skillsComputer navigation skillsEffective communicationInterpersonal skillsRelationship building

Required

Bachelor's degree, or equivalent work experience

Typically more than 10 years of applicable experience

Preferred

Strong leadership and management skills of processes, projects, and people

Effective written and verbal communication skills

Strong analytical, problem-solving and negotiation skills

Considerable knowledge of compliance program concepts

Considerable knowledge of securities regulatory regime, particularly with respect to Shared Services function

Strong analytical, process facilitation, and project management skills

Strong presentation, interpersonal, written, and verbal communication skills

Effective relationship building and negotiation skills

Familiarity with Business Lines and Corporate Compliance teams associated with Regulated Entities

Proficient computer navigation skills using a variety of software packages, including Microsoft Office applications and word processing, spreadsheets, databases, and presentations