Scotiabank · 2 days ago
Senior Manager, GBM&T Compliance Testing, International Banking
Dallas, TX
Full-time
Onsite
Senior LevelScotiabank is a leading bank in the Americas, and they are seeking a Senior Manager for GBM&T Compliance Testing in their International Banking division. The role involves overseeing compliance testing for International Banking businesses, ensuring adherence to regulations and internal policies, and providing subject matter expertise across various GBM products and services.
BankingFinanceFinancial Services
Responsibilities
Oversee compliance testing for International Banking businesses, focusing on regulatory and policy requirements applicable to GBM&T activities
Identify and escalate potential control gaps and non-compliance issues
Ensure timely resolution of recommendations and deficiencies
Support issues management and validation testing
Educate team members on relevant business areas and regulatory requirements
Assist in the development and maintenance of the annual testing plans and progress reports
Lead designated compliance testing reviews and provide supervisions and feedback to team members
Maintain a customer focused culture to deepen International Banking client relationships and leverage broader relationships, systems and knowledge
Qualification
Required
Experience in compliance, audit, or regulatory exam support, including testing or audit background
Background in broker-dealer inspections, institutional trading & sales, investment banking, futures commission merchant, swap dealer activities, commercial banking, investment management, and corporate functions
Familiarity with applicable SEC, FINRA, CFTC, NFA, Federal Reserve and state banking rules applicable to international banks conducting institutional trading & sales, investment banking, investment management, and commercial banking in the U.S
BA/BS or international equivalent
Bilingual, fluency in Spanish is required
Benefits
Employee Referral Program – Potential Reward: $3,500.00
Company
Scotiabank
Scotiabank is a banking firm that provides banking and financial services.
Founded in 1832
10001+ employees
H1B Sponsorship
Scotiabank has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (52)
2024 (55)
2023 (29)
2022 (38)
2021 (38)
2020 (15)
Funding
Current Stage
Public CompanyTotal Funding
$1.07B2024-04-17Post Ipo Debt· $1.07B
1972-03-01IPO
Leadership Team
Jabar Singh
President & CEO Scotiabank Colpatria (Colombia) & Head Central America & Caribbean
L.Scott Thomson
President and CEO
Recent News
Canada NewsWire
2026-01-16
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