Servicing Compliance Specialist III jobs in United States
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PENNYMAC · 6 days ago

Servicing Compliance Specialist III

Pennymac is a specialty financial services firm focused on the production and servicing of U.S. mortgage loans. The Mortgage Servicing Compliance Specialist III is responsible for developing performance metrics to ensure compliance with federal and state regulations, collaborating with various teams to conduct audits and testing, and mentoring junior compliance members.

BankingFinanceFinancial ServicesLendingMortgage

Responsibilities

Research and interpret regulations to define test requirements and metrics
Review Policies and Procedures (P&Ps) and meet with Lines of Business to fully understand operational processes related to specific regulations
Work with data analysts to implement and review report sql logic and conduct detailed UATCollaborate with data analysts to implement and review SQL logic for reports, and conduct detailed User Acceptance Testing (UAT)
Ensure that management is apprised of audit/exam and QA/QC results on a regular basis and is advised in a timely fashion of any emerging risks, critical deficiencies that could adversely impact operational, reputational or transactional processes within the business unit(s)
Schedule and lead walkthroughs with management and the LOB to discuss testing approaches, findings, and logic updates
Draft policies and procedures when needed for testing reports
Provide clear and descriptive documentation detailing action takenFurnish comprehensive and explicit documentation detailing the actions undertaken
Perform other related duties as required and assigned
Demonstrate behaviors which are aligned with the organization’s desired culture and values

Qualification

Regulatory complianceData analysisSQL logicUser Acceptance TestingFinancial Services experienceMicrosoft WordMicrosoft ExcelMicrosoft PowerPointCritical thinkingProblem solvingCommunication skillsAttention to detail

Required

Technical proficiency in regulatory compliance matters and regulations
Ability to analyze and assess risk based on potential impact to Pennymac for non-compliance
Proficient in Word, Excel and Power Point
Must be a team player with strong attention to detail and able to work independently requiring minimum supervision
Proven track record at delivering timely and accurate information in a fast-paced environment
Excellent critical thinking, problem solving, mathematical skills and sound judgment
Strong business acumen and ability to interface with executive management
Strong verbal and written communication skills

Preferred

Presentation experience is a plus
Financial Services and, if possible, mortgage industry experience preferred

Benefits

Comprehensive Medical, Dental, and Vision
Paid Time Off Programs including vacation, holidays, illness, and parental leave
Wellness Programs, Employee Recognition Programs, and onsite gyms and cafe style dining (select locations)
Retirement benefits, life insurance, 401k match, and tuition reimbursement
Philanthropy Programs including matching gifts, volunteer grants, charitable grants and corporate sponsorships
Competitive salary

Company

PENNYMAC

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Pennymac is a home loan lending company that offers financial services.

Funding

Current Stage
Public Company
Total Funding
$2.33B
2025-12-11Post Ipo Debt· $75M
2025-08-07Post Ipo Debt· $650M
2024-05-20Post Ipo Debt· $850M

Leadership Team

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Amar Nadig
Senior Vice President of Enterprise Data
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Kevin Ryan
Senior Managing Director and Chief Strategy Officer
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Company data provided by crunchbase