Rockwills International Group · 5 months ago
Senior Executive (Compliance)
Armada, MI
Full-time
Onsite
Senior LevelRockwills International Group is seeking a Senior Executive in Compliance to manage and update regulatory requirements and ensure adherence to compliance standards. The role involves collaborating with internal stakeholders, preparing compliance reports, and conducting regular reviews to maintain the company's compliance framework.
FamilyProfessional ServicesWealth Management
Responsibilities
Manage & update new regulatory requirements, guidelines, policies and procedures
To document and review the company’s standard operational procedures (SOPs) and recommend the necessary improvements and controls
Conduct review and testing on compliance of regulatory requirements
Any other duties that may be assigned by the Head of Department and company
To work with different internal stakeholders to drive compliance with regulations
To promote compliance in company actively by leading and participating in relevant projects
To prepare compliance reporting and summary of overall non-compliance matters
Monitor AML/CFT related matters
To assist in reviewing and maintaining compliance framework in the company
Conduct regular compliance review to ensure compliance with regulatory and internal requirements
Assist to document and maintain Company’s Compliance Manual, SOP inclusive for all operational and administrative matters
Work closely with HOD on compliance, cross border issues, information sharing within group for compliance purposes and to assist in data gathering
Qualification
Required
Candidate must possess a Degree or its equivalent in the field of Audit, Risk Management, Accounting, Finance, or other related Quality – Management Field or possess professional qualification such as CIA, ACCA or CIMA
Candidate must be able to work with minimum supervision, enthusiastic personality, good organizational skills
Strong attention to details, efficiency, organize, planning and problem skills are compulsory for this position
Ability to understand broader business issues
Ability to manage pressure and conflicting demands and priorities tasks and workload
Self-motivated with an appetite to learn, Integrity and professional ethics as well as excellent team player
Preferred
Basic knowledge of anti-money laundering laws are an advantage
Company
Rockwills International Group
The Rockwills International Group provides solutions and support services in the areas of trusts and succession, management and distribution of wealth.
Founded in 1995
51-200 employees
Funding
Current Stage
Growth StageCompany data provided by crunchbase