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HUB International · 4 days ago

Senior Investment Associate

Los Angeles, CA

Full-time

Onsite

Mid, Senior Level

$125K/yr - $150K/yr

7+ years exp

HUB International is a leading insurance brokerage firm dedicated to providing tailored insurance solutions. The Senior Investment Associate will support senior advisor partners in managing a $4B book of business, combining investment research, trading responsibilities, and client-facing coordination to enhance the client experience.

Financial ServicesInsuranceInsurTechRisk Management

Responsibilities

Participate in client meetings and presentations

Draft meeting summaries, action items, and follow-ups

Conduct Client Market Reviews, as needed

Leverage prior experience with operational workflows and service processes to ensure seamless coordination across client onboarding, account maintenance, and custodian interactions

Collaborate with operations and client service team to support efficient execution of client requests and back-office functions

Maintain working knowledge of custodial platforms (e.g., Schwab, Fidelity) and internal CRM systems to assist in troubleshooting or escalating service-related issues

Provide input on operational improvements that enhance the client experience and advisor efficiency

Understand the end-to-end client service lifecycle to support holistic planning and implementation

Conduct research and analysis on mutual funds, ETFs, equities, and alternative investments

Support investment committee with portfolio construction and model updates

Execute trades and monitor account rebalancing based on model changes or client activity

Apply a foundational understanding of individual income tax principles to proactively identify potential tax implications related to investments, withdrawals, and account types

Evaluate planning opportunities such as tax-loss harvesting, asset location strategies, RMD timing, and Roth conversions

Monitor client portfolios for tax-sensitive events (e.g., short-term gains, distribution schedules) and flag them for advisor review

Coordinate with clients’ CPAs and tax professionals to ensure consistency between tax and investment strategies

Stay current on relevant tax rules (e.g., contribution limits, phase-outs, standard deduction changes) and ensure proper documentation for client reporting)

Adhere to internal procedures and regulatory compliance