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Wells Fargo · 1 day ago

Financial Consultant

Lake Oswego, OR

Full-time

Onsite

Entry, Mid Level

2+ years exp

Wells Fargo is seeking a Financial Consultant in Wealth and Investment Management as part of Wells Fargo Advisors. In this role, you will provide clients with financial advice, assess their investment profiles, and help them with suitable financial products to meet their goals and needs.

BankingFinancial ServicesFinTechInsurancePayments

No H1B

Responsibilities

Work with the Financial Advisor in providing clients with financial advice consistent with clients' goals and risk tolerance

Meet with clients to collect financial information

Assess investment profile and evaluate clients' financial needs

Advise clients regarding advantages and disadvantages of different financial products and determines which financial products are suitable for client needs and financial circumstances

Work to increase and retain existing client assets and meet potential new clients

May be delegated selected responsibilities by the Financial Advisor

This LO position has customer contact and job duties which may include needs assessing and referring those customers interested in a dwelling secured product to a SAFE team member

This position includes assisting customers without taking an application and without offering or negotiating terms of a dwelling secured transaction

Individuals in a LO position also must meet the Loan Originator requirements under Regulation Z (LO) outlined in the job expectations below

Qualification

FINRA Series 7FINRA Series 66Investment Advice experienceFinancial advisement experienceSalesforce knowledgeClient relationship managementCommunication skillsOrganizational skills

Required

2+ years of Investment Advice experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 66 (or 63 and 65) examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration

Individuals in Loan Originator (LO) positions must meet the Consumer Financial Protection Bureau qualification requirements and comply with related Wells Fargo policies

A current credit report will be used to assess your financial responsibility and credit fitness, however, a credit score is not included as part of the evaluation

Successful candidates must also meet ongoing regulatory requirements including additional screening, if necessary

US only: Designated insurance exams must be completed within a 90 or 180-day time period contingent upon number of license(s) needed if not immediately available to transfer upon hire

Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position

Compliance with state law registration and licensing requirements is mandatory

Specific compliance policies may apply regarding outside activities and/or personal investing

This position is subject to FINRA background screening requirements

Candidates must successfully complete and pass a background check prior to hire

This position is not eligible for Visa sponsorship