TD Securities · 10 hours ago
Name Screening CoE Sanctions Analyst
Mount Laurel, NJ
Full-time
Onsite
New Grad, Entry Level
$22.50/hr - $32.50/hrTD Securities is one of the world's leading global financial institutions, and they are seeking a Name Screening CoE Sanctions Analyst. The role involves providing support for money laundering detection activities and investigating straightforward problems to ensure compliance with banking regulations.
BankingFinanceFinancial Services
Responsibilities
Works within established guidelines, accountable for completing routine transactions or low-moderate risk, repetitive processes within a standardized framework
Completes transactions using a limited number of systems and/or applications
Manages their own workload, coordinating tasks and services with others
Identifies and assesses issues in straight forward situations using standard procedures, and escalates non-standard issues internally; typically addressing routine requests requiring minimal discretion
Minimal decision-making authority
Limited or first level (initial) interaction with internal partners
Requires working knowledge and skills developed through formal training or work experience
Performs routine to broad tasks, follows established procedures, and investigates straightforward problems to identify and implement the most suitable solution
Completes investigations – reports/escalates risk issues or process gaps identified
Performs a variety of AML and Sanctions/ABAC information gathering activities as a part of FCRM regulations
Supports AML and Sanctions/ABAC related activities and transactions to resolve business issues
Reviews banking transactions to ensure they are within the bank and regulatory thresholds and guidelines
Forwards unusual transactions and supporting information for further review
Performs a variety of research activities including addressing research discrepancies
Identifies opportunities to improve service delivery and support process improvement initiatives
Prioritizes own workload to meet SLA requirements for service and productivity
Supports the timely and accurate completion of business processes and procedures
Escalates non-standard or high-risk activities as necessary
Ensures necessary due diligence to support the accuracy of all transactions/activities
Follows internal and industry regulations and operating practices in completing and recording transactions for either the organization or clients
Ensures documentation that is prepared/completed is accurate and properly reflects business intentions and is consistent with relevant rules/regulations
Supports and participates in process improvement opportunities
Contributes to the preparation of procedural documents in support of day-to-day operations
Participates fully as a member of the team, supports a positive work environment that promotes service to the business, quality, innovation and teamwork and ensures timely communication of issues/points of interest
Supports the team by continuously enhancing knowledge/expertise in own area and participates in knowledge transfer within the team and business unit
Contributes to a fair, positive and equitable environment that supports a diverse workforce
Acts as a brand champion for your business area/function and the bank, both internally and/or externally
Qualification
Required
Undergraduate degree or equivalent work experience
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Company
TD Securities
TD Securities is an investment banking that offers global transaction, M&A advisory, foreign exchange, and equity research services.
Founded in 1855
5001-10000 employees
H1B Sponsorship
TD Securities has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (70)
2024 (49)
2023 (37)
2022 (31)
2021 (27)
2020 (30)
Funding
Current Stage
Late StageLeadership Team
Rona Ambrose
Deputy Chairwoman
Recent News
2026-01-14
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