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Deutsche Bank · 11 hours ago

Global Communications Surveillance Program SME - Assistant Vice President

Jacksonville, FL

Full-time

Hybrid

Mid, Senior Level

$75K/yr - $111K/yr

Deutsche Bank is seeking an Assistant Vice President level Compliance Officer within the Global Communications Surveillance team. The primary focus of this role will be coordinating and contributing on key global program initiatives and detection capability for electronic and voice communications.

BankingFinanceFinancial Services

Responsibilities

Assist with implementing and executing against the Global Communications Surveillance program strategy and help represent this to relevant stakeholders including Business Line Compliance, Business Managers, Auditors and Regulators

Assist regional program leads with the electronic and voice communications coverage to ensure compliance with appropriate rules, regulations, and firm policies

Prepare material for the engagement with global regulators (Federal Reserve Bank (FRB), Securities and Exchange Commission (SEC), Financial Conduit Authority (FCA), BaFin, etc) and management on various topics such as, business messaging, program coverage, surveillance processes

Help lead strategic projects within the Global Communications program, in addition to staying ahead of industry practice to drive success

Provide guidance on regulatory risk and policy violations during investigations

Work closely with members of the Firm’s Business Lines, Compliance, Legal, Technology and other departments, to identify, analyze, investigate, and resolve issues, Work on ad-hoc Surveillance Projects as needed

Qualification

Regulatory complianceCommunications surveillanceFinancial markets knowledgeAdvanced MS ExcelProactive approachMulti-taskingVerbal communicationWritten communicationTeam player