Transitions Onboarding Consultant jobs in United States
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Osaic · 1 week ago

Transitions Onboarding Consultant

positionScottsdale, AZ
timeFull-time
remoteHybrid
seniorityEntry, Mid Level
money$60K/yr - $75K/yr
date1+ years exp

Osaic is a company in the financial services sector seeking a Transitions Onboarding Consultant. This role involves supporting new Financial Professionals in the onboarding process, ensuring a seamless transition of their existing business to Osaic while collaborating with various teams.

Business DevelopmentFinancial ServicesWealth Management

Responsibilities

Advisor-facing transition consulting for all channels including Empowered Independence
Repapering & asset movement execution across all channels/Tiers
Cross-functional partnership and optimization
Data gathering, forms preparation & submission; monitoring account transfers (in person and virtually)
NIGO (Not in Good Order) paperwork monitoring & resolution impacting asset movement
Troubleshoot and escalate any transition related issues
Look for ways to improve & expedite the asset movement process

Qualification

Transition experienceAsset movement knowledgeFinancial services experienceSIE/S7S99 licenseResourcefulExceptional communicationDetail-orientedSelf-starterResults-orientedOrganizational skillsProject management

Required

Minimum of high school diploma or equivalent is required
SIE/S7 or S99 required within 12 months
Previous Financial/Transition experience 1-3 Years

Preferred

Bachelor's degree preferred, high school diploma (or equivalent) in combination with significant practical experience will be considered in lieu of degree
Industry Licenses such as SIE, series 6, 7, 65, 66, or 24/26 licenses
Previous work experience in financial services

Benefits

Health, vision, dental insurance
401k
Paid time away
Volunteer days
Much more

Company

Osaic

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Glassdoor3.7
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Osaic provides the support, resources, and community designed for the future of wealth management.
dateFounded in 2016
location
Phoenix, Arizona, USA
people-size1001-5000 employees
web-link
https://osaic.com/

Funding

Current Stage
Late Stage

Leadership Team

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Jamie Price
Chief Executive Officer
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Kristy Britt
CFO
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Recent News

Investment News
Merchant adds Osaic's data chief for new C-suite role
2026-01-22
Business Wire
Osaic Deepens Commitment to Advisor Development with Enhanced Wealth Advisor Academy and Financial Planning Jump Start Programs
2026-01-16
Business Wire
FINRA Orders American Portfolios Financial Services to Pay $4.6 Million in Restitution for Overcollection of Fees, Retention of Surplus Interest
2025-12-31
Company data provided by crunchbase