Marex · 14 hours ago
Junior Broker, Swaptions
Marex is a global financial services platform providing essential liquidity and market access to clients in various markets. The Junior Broker, Swaptions will support senior brokers with market analysis, trading capabilities, and compliance, while working autonomously and as part of a team.
FinanceFinancial ServicesManagement Consulting
Responsibilities
Analyze financial data and market microstructure for patterns
Contribute to Swaptions product trading capability to support liquidity for clients
Perform post-trade analysis
Work with senior traders to acquire in-depth knowledge of financial markets, modeling, and risk management
Assist Senior Traders with order pricings and order management
Proactively review trade flow and middle/back-office processes to create efficiencies
Ensure compliance with the company’s regulatory requirements under the SEC, FINRA, CFTC, NFA and other applicable exchanges
Adhere to the operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with
Role model for demonstrating highest level standards of integrity and conduct and reflecting Company Values
At all times complying with Marex’s Code of Conduct: To ensure that you are fully aware of and adhere to internal policies that relate to you, your role, or any other activities for which you have any level of responsibility
To report any breaches of policy to Compliance and/ or your supervisor as require
To escalate risk events immediately
To provide input to risk management processes, as required
The Company may require you to carry out other duties from time to time
Qualification
Required
Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this business
Seeking between zero and three (0-3) years' experience on a trading desk, particularly in the swaps markets
Proactive mindset in keeping up to date with market research and incorporating into role efficiently
Analytical skills, identifying opportunities and risks in a quick and decisive manner
Comprehensive knowledge of the financial service markets and relevant regulatory requirement
Excellent verbal written and communication skills
A collaborative team player, who is approachable, self-sufficient and influences a positive work environment
Demonstrates curiosity
Excels at building relationships, networking and influencing others
Resilient in a challenging, fast-paced environment
Strategic collaborator with insight and agility, able to anticipate future challenges, ensuring operational effectiveness
Preferred
Bachelor's degree in business administration, finance, economics, and/or a related field preferred
Series 3 preferred or ability to study for and successfully pass within 3 months of hire
Company
Marex
Marex (Nasdaq:MRX) is a diversified financial services platform.
H1B Sponsorship
Marex has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (11)
2024 (5)
2023 (1)
Funding
Current Stage
Late StageRecent News
StreetInsider.com
2025-05-04
2025-05-03
Company data provided by crunchbase