Capital One · 10 hours ago
Principal Associate - Operational Risk Challenge and Advisory (ORCA)
McLean, VA
Full-time
Onsite
Mid, Senior Level
$110K/yr - $125K/yr
4+ years expCapital One is a financial services company, and they are seeking a Principal Associate to join their Operational Risk Challenge and Advisory team. This role involves working with business partners to identify and consult on potential risks, performing risk assessments, and collaborating with various teams to enhance risk management practices, particularly in technology and cybersecurity.
Financial Services
No H1B
Responsibilities
Provide 2nd line effective challenge and advice to Risk Management, Human Resources and Corporate Strategy 1st lines on their execution of various risk assessment processes, including Risk and Control Self Assessments (RCSA), Process Level Assessments (PLA), Product Risk Assessment (PRA), Launch initiatives and others
Ensure results of effective challenge activities are properly documented and communicated, and perform detailed data analysis to identify risks, problem areas, and development/completion of remediation plans
Serve as subject matter expert to the Business Risk Office (BRO) and Independent Risk Management (IRM) functions in the assessment of operational risk
Collaborate effectively across multiple organizations such as Operational Risk Management, Risk Oversight Programs, Enterprise Risk Management, Business Risk Offices, Internal Audit etc. to achieve objectives
Build relationships and become a trusted advisor to the first line Business Risk Offices
Actively participates in team oriented efforts in Operational Risk Challenge and Advisory (ORCA)
Be proficient in Enterprise Risk Management’s Risk and Control Standards
Qualification
Required
Bachelor's Degree or military experience
At least 3 years of Risk Management, Audit, Finance, or Accounting experience
At least 3 years of experience supporting, partnering and interacting with internal business clients
Preferred
4+ years of Risk Management, Audit, Finance, or Accounting experience
4+ years of experience in information security or technology risk management
Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Project Management Professional (PMP)
Ability to set direction, manage expectations, and lead cross-functional teams
Ability to communicate and influence clearly and to interact effectively at all levels of the organization
Benefits
Comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being
Company
Capital One
Capital One is a financial services company that provides banking, credit card, auto loan, savings, and commercial banking services.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
$5.45BKey Investors
Berkshire Hathaway
2025-09-11Post Ipo Debt· $2.75B
2025-01-30Post Ipo Debt· $1.75B
2023-05-15Post Ipo Equity· $954M
Leadership Team
Lo Li
CTO, Managing Vice President Retail Bank
Daniel Arellano
Senior Vice President, Business Cards and Payments
Recent News
2026-01-13
Company data provided by crunchbase