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Raymond James · 3 days ago

Associate, Advisory-Managed New Accounts

Memphis, TN

Full-time

Hybrid

New Grad, Entry Level

0+ years exp

Raymond James is a financial services firm seeking a detail-oriented and solutions-driven professional for the Associate, Advisory-Managed New Accounts position. This role involves researching and resolving various issues, opening new accounts, and maintaining communication with internal departments and Financial Advisors.

BankingFinancial ServicesInformation TechnologyInsuranceWealth Management

Growth Opportunities

H1B Sponsor Likely

Responsibilities

Follow a range of mandatory procedures to ensure that work is carried out to the required quality standards and/or to ensure adherence to external regulatory codes and internal codes of conduct

Answer the telephone and assist callers or those making varied inquiries by email or mail with any basic requests for information, directing more complex matters to colleagues, as necessary

Account Management: Assist with account opening/closing, monitor accounts for compliance, and resolve account-related issues for advisory and managed accounts

Advisor Support: Serve as the primary point of contact for advisor inquiries, providing accurate information about their account opening requirements

Field questions and resolve issues from various internal departments and branches

Ensures key client information and documentation is current with firm and industry requirements, rules and regulations

Performs a variety of operational procedures within the department, which may include: new fee based agreement processing, system reconciliation, accounts distributions, and terminations

Qualification

Account ManagementClient Management SystemsVerbal CommunicationWritten CommunicationProblem Solving

Required

High School (HS) (Required)

General Experience - 4 to 6 months

Detail-oriented and solutions-driven professional

Strong verbal and written communication skills

Ability to research and resolve a variety of issues by navigating multiple systems

Ability to collaborate with internal departments

Ability to maintain strong communication with branches and Financial Advisors

Follow a range of mandatory procedures to ensure that work is carried out to the required quality standards

Answer the telephone and assist callers or those making varied inquiries by email or mail

Assist with account opening/closing, monitor accounts for compliance, and resolve account-related issues for advisory and managed accounts

Serve as the primary point of contact for advisor inquiries

Field questions and resolve issues from various internal departments and branches

Ensure key client information and documentation is current with firm and industry requirements, rules and regulations

Perform a variety of operational procedures within the department, which may include: new fee based agreement processing, system reconciliation, accounts distributions, and terminations

Work at a basic level to achieve thoroughness and accuracy when accomplishing a task

Work at a basic level to receive, monitor and deal with all allocated customers

Work at a basic level to understand and operate effectively all client management systems

Work at a basic level to express ideas, request actions, formulate plans, & policies by means of clear and effective verbal communications

Company

Raymond James

Raymond James provides a range of investment banking services focused on the telecommunications and communications sectors.

Founded in 1962

Atlanta, Georgia, USA

10001+ employees

http://www.raymondjames.com

H1B Sponsorship

Raymond James has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

Distribution of Different Job Fields Receiving Sponsorship

Represents job field similar to this job

Trends of Total Sponsorships

2023 (1)