ICD Portal · 3 months ago
VP, Business Audit, Internal Audit
New York, NY, United States
Full-time
Hybrid
Mid, Senior Level
$105K/yr - $235K/yr
5+ years expTradeweb is a global leader in electronic trading for various financial instruments. They are seeking a VP, Business Audit, Internal Audit to manage business audits and collaborate with senior leadership and teams to oversee the audit life-cycle, ensuring compliance and quality standards are met.
CrowdfundingFinancial ServicesImpact InvestingPayments
Responsibilities
Collaborate with the Technology and other audit teams, to support the delivery of periodic risk assessments and annual planning to develop the Internal Audit Plan
Support the Director of Business Audit in maintaining an up-to-date and comprehensive Business Audit Universe which incorporates all key business and regulatory risk areas for Tradeweb
Manage end-to-end delivery of business audits, advisory and other types of engagements with responsibility for all stages from planning through report issuance
Collaborate with the Technology, Data Analytics and Professional Practices audit teams to develop and run a continuous audit program
Maintain full documentation and audit trail of all audit activities performed in line with documentation standards defined in the internal audit methodology
Supervise and coach team members and monitor their performance against internal audit methodology requirements
Perform manager reviews of audit work performed by team members and follow up review comments to completion to ensure quality standards, as defined in the internal audit methodology, are met
Follow-up open audit issues with stakeholders on a regular basis to manage the issue pipeline in a proactive manner
Interact regularly with key business stakeholders (first and second line) to monitor key business and emerging risk trends and feed this information into Internal Audit’s risk assessment process
Collaborate with the second line (e.g. Risk) team to leverage off synergies, identify key areas of audit focus and provide insightful and timely advice and assurance to management
Prepare management update dashboards, emails, slide decks and deliver presentations or attend meetings to represent Internal Audit, as required
Manage the performance of team members against functional and individual goals
Identify opportunities to leverage work across audit reviews, SOX 404, SOC and regulatory reviews so that risks are identified, assessed and tested efficiently
Assist in the completion of other areas of the Internal Audit mandate, as required
Qualification
Required
Bachelor's degree in Accounting, Finance, Mathematics, Engineering
CPA, CIMA, CISA, CIA or similar audit or accounting related certification required
Internal Audit and / or public accounting experience (minimum 5 years)
Analytical, critical thinking and problem solving skills
Ability to think big picture and identify linkages across projects
Strong interpersonal and communication skills and desire to work collaboratively
Organizational and project management skills
Good understanding of the Sarbanes-Oxley Act, Section 404 requirements
Knowledge of accounting best practices
Benefits
Health Insurance: Highly competitive medical, dental, and vision programs
Hybrid Environment: Our employees have the flexibility of working in the office and from home.
Health Care and Dependent Care Flexible Spending Accounts: You may elect to set aside pre-tax earnings to pay for eligible health care and dependent day care expenses for you and your eligible family members.
Maven Family Building Benefit: Maven offers support for fertility and preconception; pregnancy and post-partum; adoption; surrogacy and pediatrics for children up to age 10. Tradeweb provide a $10,000 lifetime reimbursement towards fertility, egg freezing, adoption and surrogacy expenses.
Building Wealth - 401(k) Savings Plan: Employees are immediately eligible for the 401(k) plan. Participants may contribute up to 75% of eligible compensation into a traditional 401(k) and/or Roth 401(k). Tradeweb will match 100% of the first 4% of compensation that you contribute.
Pre-Tax Commuter Benefits Program
ARAG Legal Services
Employee Assistance Program
Tuition Reimbursement
Financial Wellness Tools
Travel Assistance Benefits
Pet Insurance
Corporate Gym Subsidies
Wellness Perks
Paid Time Off and Parental Leave
Company
ICD Portal
Tradeweb is dedicated to serving the unique investment and liquidity needs of treasury and finance teams.
1001-5000 employees
Funding
Current Stage
Late StageTotal Funding
unknownKey Investors
Parthenon Capital Partners
2024-04-08Acquired
2017-10-10Private Equity
Leadership Team
Justin Brimfield
Chief Marketing Officer
Recent News
FinanceFeeds
2025-06-28
Institutional Asset Manager
2025-06-28
Business Wire
2025-06-26
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