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TD · 2 hours ago

Senior Manager, Financial Crimes Risk Investigations – Intelligence & Emerging Risk – Digital Assets & Cyber-Enabled Crime Investigations

New York, New York

Full-time

Hybrid

Senior Level, Lead/Staff

$115K/yr - $186K/yr

10+ years exp

TD Bank is one of the world's leading global financial institutions, and they are seeking a Senior Manager to oversee a team of specialized professionals in financial crimes risk investigations. The role involves leading complex investigations into financial crimes, developing and implementing AML policies, and ensuring compliance with regulatory requirements.

BankingFinanceFinancial ServicesWealth Management

Responsibilities

Oversees/manages a team of specialized professionals in the analysis and/or investigation of TDBG AML, ATF, ABAC and Sanctions cases to minimize overall risks to the Bank, its customers and its employees

Lead FCRM's Digital Assets and Cyber Enabled Crime Investigations Team

Develops and implements AML policies, oversees complex investigations into potential money laundering, terrorist financing, and other financial crimes, and ensures compliance with regulatory requirements

Provides guidance and support to ensure high-quality investigations; develops, implements, and maintains AML policies, procedures, and controls to mitigate financial crime risks; oversees complex investigations into potential money laundering and other financial crimes; ensures compliance with all relevant AML regulations, including the Bank Secrecy Act (BSA), the USA PATRIOT Act, and OFAC requirements; identifies and develops strategies to address and mitigate financial crime risks; collaborates with internal and external stakeholders, including law enforcement and regulatory bodies, to report findings and ensure compliance; prepares and presents detailed reports on investigative findings to executive management and regulatory authorities; and provides training and guidance to investigators and analysts on AML regulations, trends and typologies, and best practices

Provides people management leadership by hiring the best talent, setting goals, developing employees, managing employee performance and compensation decisions, promoting teamwork and handling any/all disciplinary actions, as required

Oversees group of investigative professionals that cover broad, thematic and/or complex business lines

Generally considered a Practice Leader – internal expert and/or industry expert and represents the Bank on AML/ATF and Financial Crime, Corporate Security/fraud management committees and/or organizations pertaining to own field of specialization

Scope of investigations may involve international borders, AML/ATF and financial crime, employee misconduct, etc

Generally, deals with executive management on key regulatory and/or security issues and provides guidance/advice accordingly

Provides coaching, mentorship and guidance to practitioners, business, executives within area of expertise

Manages and oversees the overall discipline and strategy for the respective areas while aligning to the enterprise best practices

Strategic partner to leadership team on the management of the portfolio and financials, with deep industry, external/internal, enterprise knowledge, recognizing and anticipating emerging trends and identifying operational efficiencies and opportunities with other business management/enterprise areas

Facilitates key strategic discussions and provides thought leadership to executive audience (output may include strategic roadmap and/or deliverables/frameworks/short to long term goals etc.)

Sets operational team direction and collaborates with others to execute on common goals

Focuses on longer-range planning for functional area (e.g.,12 months or greater)

Qualification

AML regulationsBlockchain analysisFinancial crime investigationsTeam managementData analyticsIndustry certificationsProject managementCommunication skillsLeadership skillsMentoring

Required

Undergraduate degree or equivalent work experience

10+ years of experience

Strong leadership skills

Extensive knowledge of AML regulations

Ability to work effectively with various stakeholders

Experience leading and conducting intelligence collection or investigations into activities involving cryptocurrency or cyber enabled crime

Strong knowledge of financial crime typologies and AML regulations, including the Bank Secrecy Act (BSA), USA PATRIOT Act, and OFAC requirements

Experience managing teams and cross-functional initiatives, including leading, mentoring, and developing staff

Excellent written and verbal communication skills, with the ability to present findings clearly and concisely

Preferred

Bachelor's or Master's degree in cybersecurity, computer science, international studies, criminal justice, forensic accounting, finance, or a similar focus

Significant experience with blockchain analysis and blockchain analytics software such as Chainalysis, TRM Labs, Elliptic, etc

Relevant Industry certifications such as CAMS, CFE, CRC, CISC, TRM-CI, CCAS, etc

Extensive experience with leading and conducting intelligence collection or investigations into activities involving cryptocurrency or cyber enabled crime (e.g. Darknet Markets, Ransomware, Money Laundering, Counter Terror Finance, Drug Trafficking, Fraud/Scams, etc.)

Experience leading or supporting investigative projects; strong project management skills a plus

Experience leveraging data analytics to identify trends, anomalies, or support investigative findings related to financial crimes

Ability to influence change and drive strategy across business lines and control functions