Compliance Consultant jobs in United States
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Insight Global · 2 weeks ago

Compliance Consultant

Insight Global is looking for a Compliance Consultant to work onsite for a client in Irvine or Westlake Village, CA. The role involves providing advice, oversight, and guidance related to regulatory compliance risks and control effectiveness, as well as conducting compliance risk assessments and supporting compliance programs.

EmploymentHuman ResourcesRecruitingSales
Hiring Manager
Jeanette Christy
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Responsibilities

Provide advice, oversight and guidance related to regulatory compliance risks, control effectiveness, root cause analysis, and issue review and validation
Provide leadership and direction in identifying the applicability and impact of regulations on the Bank's products, services and lines of businesses
Assist in the review and interpretation of new regulations or changes to existing regulations, including conducting impact assessments
Provide oversight, monitor, test and effectively challenge various regulatory compliance activities
Support the Compliance programs, and perform risk and control assessments (RCSA) in line with methodology, scope, and frequency
Conduct compliance risk assessments (CCRA) in the firm's GRC platform, ensuring accurate ratings and rationale for Inherent Risk (IRR), Quality of Risk Management (QRM) and Residual Risk (RRR)

Qualification

Regulatory ComplianceRisk ManagementInternal AuditResidential Mortgage BankingBanking OperationsLeadership ExperienceCertified Regulatory Compliance ManagerCommunication Skills

Required

5+ years of related experience in Regulatory Compliance, Risk Management, Internal Audit or similar field
Experience with residential mortgage banking
Knowledge of controls and regulatory change with ability to partner with business stakeholders on recommendations
Experience with retail correspondence and experience with delegated and non-delegated origination
Bachelor's degree in related field
Previous leadership experience preferred
Intermediate to advanced knowledge of general banking operations, including deposit operations, loan administration, treasury management and/or other commercial banking products and services

Preferred

Certified Regulatory Compliance Manager preferred

Benefits

Medical, dental, and vision insurance
HSA
FSA
DCFSA account options
401k retirement account access with employer matching
Paid sick leave
Other paid time off as provided by applicable law

Company

Insight Global

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Insight Global provides top talent and staffing solutions that help job seekers find careers in healthcare, finance, IT, and government.

Funding

Current Stage
Late Stage
Total Funding
unknown
2010-07-01Acquired

Leadership Team

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Jared Streppa
President Of Company’s Technology Division
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Company data provided by crunchbase