Insight Global · 2 weeks ago
Compliance Consultant
Insight Global is looking for a Compliance Consultant to work onsite for a client in Irvine or Westlake Village, CA. The role involves providing advice, oversight, and guidance related to regulatory compliance risks and control effectiveness, as well as conducting compliance risk assessments and supporting compliance programs.
Responsibilities
Provide advice, oversight and guidance related to regulatory compliance risks, control effectiveness, root cause analysis, and issue review and validation
Provide leadership and direction in identifying the applicability and impact of regulations on the Bank's products, services and lines of businesses
Assist in the review and interpretation of new regulations or changes to existing regulations, including conducting impact assessments
Provide oversight, monitor, test and effectively challenge various regulatory compliance activities
Support the Compliance programs, and perform risk and control assessments (RCSA) in line with methodology, scope, and frequency
Conduct compliance risk assessments (CCRA) in the firm's GRC platform, ensuring accurate ratings and rationale for Inherent Risk (IRR), Quality of Risk Management (QRM) and Residual Risk (RRR)
Qualification
Required
5+ years of related experience in Regulatory Compliance, Risk Management, Internal Audit or similar field
Experience with residential mortgage banking
Knowledge of controls and regulatory change with ability to partner with business stakeholders on recommendations
Experience with retail correspondence and experience with delegated and non-delegated origination
Bachelor's degree in related field
Previous leadership experience preferred
Intermediate to advanced knowledge of general banking operations, including deposit operations, loan administration, treasury management and/or other commercial banking products and services
Preferred
Certified Regulatory Compliance Manager preferred
Benefits
Medical, dental, and vision insurance
HSA
FSA
DCFSA account options
401k retirement account access with employer matching
Paid sick leave
Other paid time off as provided by applicable law
Company
Insight Global
Insight Global provides top talent and staffing solutions that help job seekers find careers in healthcare, finance, IT, and government.
Funding
Current Stage
Late StageTotal Funding
unknown2010-07-01Acquired
Recent News
Maryland Daily Record
2025-09-26
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