Trading Associate jobs in United States
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Beacon Pointe · 15 hours ago

Trading Associate

positionScottsdale, AZ
timeFull-time
remoteOnsite
seniorityEntry Level
date1+ years exp

Beacon Pointe is one of the nation’s largest Registered Investment Advisor firms, and they are seeking a Trading Associate to join their Central Support team in Scottsdale, AZ. The role involves placing trades, responding to inquiries, and supporting day-to-day operations of their Unified Managed Account platform.

Financial Services
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Growth Opportunities

Responsibilities

Place Mutual Fund, ETF and equity trades through Charles Schwab, TD Ameritrade or Fidelity
Research and respond to routine-to-complex inquires within defined service level commitments
Trade Correction processing, reporting and analysis
Handle incoming inquiries from advisor teams related to the troubleshooting and review of complex account and data discrepancies
Partner with internal teams to document, review and update firm policies & procedures
Support day to day operations of our Unified Managed Account (UMA) platform through Envestnet
Assist advisors and their team with system navigation, configuration, and account setup
Participate in team meetings and collaborate with operations leadership team on projects and/or initiatives designed to streamline firm policies and procedures

Qualification

EnvestnetCharles SchwabFidelityTD AmeritradeFinance degreeInvestment management experienceMicrosoft OfficeInterpersonal skillsOrganizational skillsSelf-starter

Required

Undergraduate degree required
1 - 2+ years of relevant experience; preferably with a Registered Investment Advisor (RIA), investment management firm or broker/dealer
Excellent interpersonal and verbal/written skills
Strong commitment to detail with excellent organization and prioritization skills
Self-starter with a proven ability to work in a fast-paced, evolving work environment
Proficiency in Microsoft Office applications (Word, Excel, PowerPoint, Office 365, etc.)

Preferred

Bachelor's degree in Finance, Business or Economics preferred
Experience with Envestnet preferred
Experience with Charles Schwab, Fidelity and/or TD Ameritrade institutional platforms and paperwork preferred

Company

Beacon Pointe

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Beacon Pointe Advisors is one of the largest independent Registered Investment Advisory firms (RIAs) in the nation, working with institutions, defined contribution plans, individuals, and families.
dateFounded in 2002
location
Newport Beach, CA, US
people-size501-1000 employees
web-link
http://www.beaconpointe.com

Funding

Current Stage
Late Stage

Leadership Team

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Shannon Eusey
CEO and Co-Founder
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Garth Flint
Partner and Co-Founder
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Company data provided by crunchbase