Compliance Reporting Analyst jobs in United States
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Daley And Associates, LLC ยท 12 hours ago

Compliance Reporting Analyst

Daley And Associates, LLC is a highly successful Investment Management firm seeking a Compliance Reporting Analyst. The role involves supporting compliance, client, and regulatory reporting functions, while collaborating with the Compliance Reporting Team and performing various reporting activities.

BankingConsultingFinancial ServicesHuman ResourcesInsurance
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Growth Opportunities

Responsibilities

Collaborate with the Compliance Reporting Team, assisting in daily compliance reporting activities and operational processes
Perform and deliver compliance reporting, including, but not limited to, client reporting, corporate reporting, investment reporting, and regulatory reporting
Develop and maintain working knowledge of reporting requirements related to investment and corporate compliance for US and non-US jurisdiction
Perform research and analysis related to compliance reporting, staying up-to-date on industry trends, standards, and guidelines
Contribute to additional reporting responsibilities, including management reporting and regulatory reporting
Perform ad-hoc tasks and projects as needed

Qualification

Compliance reporting experienceFinancial regulations knowledgeData analysis proficiencyCompliance reporting systemsInvestment management experienceOrganizational skillsAttention to detailCollaborative workIndependent work

Required

Bachelor's degree in Finance, Economics, Business, or related field
Knowledge of financial regulations, such as the 1940 act
1-3+ years of compliance reporting experience in investment management or financial services
Experience performing client reporting and corporate compliance reporting functions in investment management or financial services
Strong experience leveraging compliance reporting systems and tools
Proficiency in basic data analysis (Excel, Tableau, PowerBI)
Working knowledge of compliance reporting and regulatory frameworks, and willingness to stay up-to-date on industry trends and standards
Ability to analyze data and meet complex reporting requirements
Proven ability to work independently and collaboratively
Strong organizational skills and attention to detail

Company

Daley And Associates, LLC

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Daley and Associates is a boutique executive search and contract staffing firm specializing in the placement of Accounting, Finance, Information Technology, Legal, Administrative and Life Sciences professionals.

Funding

Current Stage
Early Stage

Leadership Team

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Christyn Thatcher
CFO/COO
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Hank Phillips
Principal & COO
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Company data provided by crunchbase