TD Securities · 7 hours ago
Senior KYC Analyst Checker
Mount Laurel, NJ
Full-time
Hybrid
Mid, Senior Level
$72K/yr - $108K/yr
4+ years expTD Securities is one of the world's leading global financial institutions, committed to providing exceptional customer experiences. The Senior KYC Analyst develops and maintains KYC programs, ensuring compliance and quality control within the financial services sector.
BankingFinanceFinancial Services
Responsibilities
Performs more advanced, complicated, or high visibility job functions aligned with policies, standards, procedures, and job aids
Ensures that work products are fit for purpose and audit/regulator ready
Suggests process improvements to drive better results from efficiency, accuracy, or quality of work product
Leads initiatives to help bring these improvements to fruition
Works independently as the senior analyst/subject matter expert and may coach and educate others
Oversees and/or independently performs tasks from end-to-end
Applies expert knowledge of business operations, products, services, methods, and operating standards to drive unit or team performance
Executes on more complex and/or non-standard requests
Researches and investigates a range of operational/reporting/process issues
Recommends and implements solutions within own area of responsibility
May need to coordinate/integrate work with other areas as needed
Provides advanced analysis and/or specialized reporting to support business partners, functional areas or centers of expertise
Requires advanced technical / business / function knowledge for discipline supported
High level of complexity in operational/reporting/process and/or analysis function requiring medium to longer term focus
Represents the group as the lead or subject matter expert on projects/initiatives and/or at meetings across the organization
Develops team KYC Ops procedures and governance processes and advise teams of changes and enhancements to enterprise KYC programs and requirements and where they may impact the line of business or the organization
Works with FCRM partners and other related groups (such as Compliance, Legal and Risk etc.) to support creation of documentation and reports required by external regulatory bodies and TD internal groups
Assesses risks and controls for KYC Ops, and otherwise contributes to the KYC Ops team, interacting with key stakeholders including the line of businesses
Provides guidance and oversight to the team members on the effective utilization of issue and event tracking systems
Prepares summaries, presentations, briefing notes, and any other required documentation to effectively report on the status of the KYC Ops program
Interacts with control functions within the organization as required
Conducts meaningful research, analysis, and assessment of KYC Ops program activities at the functional level using results to draw conclusions, make recommendations, assess the effectiveness of KYC Ops program
Supports management in delivery of initiatives related to risk assessment, internal/external exam support, etc. as required
Prioritizes and manages own workload to meet KYC requirements for service and productivity and within TD’s risk appetite
Provides high quality service and advice to key business (including FCRM) partners and monitor progress of initiatives, action plans, or similar activities
Protects the interests of the organization – identifies and manages risks and ensures the prompt and thorough resolution of escalated non-standard, high-risk issues
Participates as assigned in new or revised product initiatives, advises businesses on KYC Ops requirements and ensures that those requirements are properly written into requirements for business projects
Participates in KYC Ops level projects as needed, to facilitate and oversee changes to KYC Ops processes, systems, or practices
Coordinates with other KYC Ops partners and business partners to ensure consistency in the application of KYC Ops program and standards across the enterprise
Ensures relevant KYC Ops programs align with TD corporate philosophy, strategic direction, and TD’s risk appetite
Complies with applicable internal and external audit and regulatory requirements and may actively provide support during Audit and Regulatory Reviews, providing recommendations and guidance as required
Maintains a culture of risk management and control, supported by effective processes in alignment with the banks' risk appetite
Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit, to determine level of compliance
Contributes to cross-functional / enterprise initiatives as an organizational or subject matter expert helping to identify risk/provide guidance for complex situations
Participates fully as a member of the team, supports a positive work environment that promotes service to the business, quality, innovation and teamwork and ensures timely communication of issues/points of interest
Shares industry knowledge for own area of expertise and participates in knowledge transfer within the team and function
Grows knowledge of the business, related tools, and techniques
Participates in personal performance management and development activities, including cross training within own team
Keeps others informed and up to date about the status / progress of projects and / or all relevant or useful information related to day-to-day activities
Contributes to the success of the team by willingly assisting others in the completion and performance of work activities, providing guidance as appropriate
Contributes to a fair, positive, and equitable environment that supports a diverse workforce
Act as a brand champion for the function and the bank, both internally and/or externally
Qualification
Required
Undergraduate Degree or equivalent professional work experience
4+ Direct experience in financial services or similar industries including fraud, know your customer, anti-money laundering, sanctions screening, or similar roles for new joiners
8+ years' experience in an unrelated role involving information fluency, investigation, research, or financial services broadly but not specifically KYC or AML
Proven track record of excellence through metrics or manager discretion for internal candidates
Preferred
Very strong attention to detail preferred
Quality/checking/QA/controls/compliance background preferred
Strong verbal communication skills preferred
Reading comprehension skills preferred
Bilingual skills preferred
Strong time management skills preferred
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Company
TD Securities
TD Securities is an investment banking that offers global transaction, M&A advisory, foreign exchange, and equity research services.
5001-10000 employees
H1B Sponsorship
TD Securities has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (70)
2024 (49)
2023 (37)
2022 (31)
2021 (27)
2020 (30)
Funding
Current Stage
Late StageLeadership Team
Rona Ambrose
Deputy Chairwoman
Recent News
2026-01-14
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