Compliance Quality Assurance Testing Manager jobs in United States
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U.S. Bank · 6 hours ago

Compliance Quality Assurance Testing Manager

positionSt Louis, MO
timeFull-time
remoteOnsite
senioritySenior Level, Lead/Staff
money$120K/yr - $141K/yr
date8+ years exp

U.S. Bank is committed to helping customers and businesses make better financial decisions. The Compliance Quality Assurance Testing Manager will lead projects to ensure compliance with laws and regulations, manage a team of testing analysts, and facilitate risk management frameworks.

BankingFinancial ServicesInsuranceMortgageWealth Management

Responsibilities

Partner with leaders in their assigned Line of Business, Risk/Compliance/Audit (RCA) Consultants, and other RCA Managers to oversee the successful creation, implementation, and maintenance of an effective risk management framework
Lead projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations
Facilitate the identification of gaps and drive solutions that minimize losses resulting from inadequate internal processes, systems, or human errors
Ensure the active identification, response and/or escalation of risks as appropriate
May influence policies and procedures to maximize profit potential and minimize regulatory exposure
Accountable for an effective partnership between the Line of Business and the Lines of Defense
Manage a team of 7 to 8 testing analysts and lead analysts

Qualification

Risk management frameworkRegulatory complianceLeadership skillsFinancial services knowledgeAnalytical skillsCommunication skillsMicrosoft Office proficiencyProfessional certificationsProblem-solving skillsNegotiation skills

Required

Bachelor's degree, or equivalent work experience
Typically more than eight years of applicable experience

Preferred

Advanced knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line of business
Advanced understanding of the business line's operations, products/services, systems, and associated risks/controls
Thorough knowledge of Risk/Compliance/Audit competencies
Strong leadership and management skills of processes, projects and people
Effective written and verbal communication skills
Strong analytical, problem-solving and negotiation skills
Proficient computer skills, especially Microsoft Office applications
Applicable professional certifications

Benefits

Healthcare (medical, dental, vision)
Basic term and optional term life insurance
Short-term and long-term disability
Pregnancy disability and parental leave
401(k) and employer-funded retirement plan
Paid vacation (from two to five weeks depending on salary grade and tenure)
Up to 11 paid holiday opportunities
Adoption assistance
Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law

Company

U.S. Bank

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Glassdoor3.6
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At U.S.
dateFounded in 1968
location
Minneapolis, Minnesota, USA
people-size10001+ employees
web-link
http://www.usbank.com

Funding

Current Stage
Public Company
Total Funding
$991M
Key Investors
U.S. Department of the TreasuryMitsubishi UFJ Financial Group
2023-09-29Post Ipo Debt· $55M
2023-08-03Post Ipo Debt· $936M
1978-01-13IPO

Leadership Team

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John C Stern
CFO
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Shruti Patel
Executive Vice President & GM, CPO- Business Banking segment
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