Senior Manager of Brokerage Risk Governance & Oversight jobs in United States
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Robinhood · 17 hours ago

Senior Manager of Brokerage Risk Governance & Oversight

Robinhood is a company focused on democratizing finance for all and is seeking a Senior Manager of Brokerage Risk Governance & Oversight. In this leadership role, you will guide a team of risk professionals in executing risk assessments and developing data-driven monitoring solutions, ensuring alignment with regulatory expectations while fostering a high-performance culture.

CryptocurrencyFinTechPrediction MarketsStock ExchangesTrading Platform

Responsibilities

Define and execute Brokerage risk strategy aligned with enterprise risk frameworks and regulatory expectations
Serve as a strategic risk advisor to Brokerage Product, Engineering, and Operations leaders
Own the design and execution of Brokerage risk assessments, including unified RCSAs, technical risk assessments, and product risk reviews
Lead a technical team developing automated, data-driven risk monitoring, dashboards, alerts, and escalation processes
Partner across teams to remediate issues, prevent recurrence, and feed learnings into risk assessments and controls

Qualification

Risk managementBroker-dealer operationsProduct risk assessmentsData-driven monitoringAutomation solutionsPeople leadershipStructured thinkingCommunication skills

Required

8+ years of experience in risk management, brokerage operations, product risk, or related fields, including people leadership experience
Deep understanding of broker-dealer operations, product lifecycles, and regulatory expectations (SEC, FINRA, CFTC)
Experience leading technical teams working in data, automation, and analytics (hands-on coding not required)
Proven ability to guide development and adoption of automation or Agentic AI solutions in regulated environments
Strong judgment, structured thinking, and excellent communication skills, with a track record of influencing senior leadership

Benefits

Performance-driven compensation with multipliers for outsized impact, bonus programs, equity ownership, and 401(k) matching.
Best-in-class benefits to fuel your work, including 100% paid health insurance for employees with 90% coverage for dependents.
Lifestyle wallet — a highly flexible benefits spending account for wellness, learning, and more.
Employer-paid life & disability insurance, fertility benefits, and mental health benefits.
Time off to recharge including company holidays, paid time off, sick time, parental leave, and more!
Exceptional office experience with catered meals, events, and comfortable workspaces.

Company

Robinhood

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Robinhood is a stock brokerage that allows customers to buy and sell stocks, options, ETFs, and cryptocurrencies with zero commission.

Funding

Current Stage
Public Company
Total Funding
$6.23B
Key Investors
Emergent Fidelity TechnologiesRibbit CapitalD1 Capital Partners
2022-05-13Post Ipo Secondary· $648.29M
2021-07-29IPO
2021-02-01Private Equity· $2.4B

Leadership Team

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Vlad Tenev
Co-Founder, Chairman, CEO
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Kamal Boparai
Engineering Manager, Compliance & Legal Systems + ServiceNow
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Company data provided by crunchbase