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Range · 9 hours ago

Regulatory Compliance Manager, GTM Enablement

McLean, VA

Full-time

Onsite

Mid, Senior Level

Range is creating AI-powered solutions to eliminate financial complexity for its members. As a Regulatory Compliance Manager, you will facilitate scalable, low-friction approvals for client-facing experiences while ensuring compliance with regulatory standards.

AdviceArtificial Intelligence (AI)Financial ServicesFinTechWealth Management

Responsibilities

Run the day-to-day marketing and advertising compliance program, including reviews and approvals under the SEC Marketing Rule and FINRA communications standards

Own compliance enablement for client-facing products and releases, partnering with Product, Engineering, Design, and CX to review requirements for new features, disclosures, and user flows (e.g., onboarding, education content, recommendations, prompts, and in-app messaging)

Support Range’s expansion into video and long-form content—such as market insights, webinars, and video advertising — by providing timely, clear, and scalable compliance reviews

Maintain and evolve books-and-records practices related to advertising and client communications, including ownership of workflows and documentation within compliance systems

Serve as the subject matter expert for advertising and client communications compliance, translating regulatory rules into clear guidance, templates, and training for partner teams

Promote exam and audit readiness by ensuring clean documentation, consistent recordkeeping, and efficient response processes

Qualification

Regulatory complianceSEC Marketing RuleFINRA communications standardsRecord keepingCross-functional collaborationDocumentationCompliance toolsSystemsSolutions-oriented mindsetAttention to detail

Required

Experience in regulatory compliance within investment advisory, fintech, or financial services, with a focus on marketing, advertising, or product-related compliance

Strong working knowledge of SEC Marketing Rule requirements and FINRA communications standards

Proven ability to partner cross-functionally with product, marketing, and engineering teams in fast-moving environments

Practical, solutions-oriented mindset—able to balance regulatory rigor with business velocity

Strong organizational skills and attention to detail, especially around documentation and record keeping

Ability to translate complex regulatory requirements into clear, actionable guidance for non-compliance stakeholders

Preferred

Experience supporting regulatory exams, audits, or inquiries is a plus

Familiarity with compliance tools and systems for advertising review and books-and-records management is a plus

Benefits

100% employer-covered medical insurance for employees (75% for dependents), plus dental and vision coverage

Retirement savings program to support your future

Dedicated time to reset and recharge plus most federal holidays

Comprehensive leave policy for growing families

Select meals covered throughout the week

Monthly movement stipend

Early exercise eligibility and a strong focus on professional development

Salary and equity refreshes based on performance

After two years at Range, you can take time away to start your own company. We’ll hold your spot for 6 months - and pause your equity vesting, which resumes if you return