Santander Bank, N.A. · 6 hours ago
Associate, Trading
Boston, MA
Contract
Onsite
Mid Level
$68K/yr - $120K/yr
3+ years expSantander Bank, N.A. is a global leader in the financial services industry, evolving into a technology-driven organization. The Associate, Trading role involves supporting the trading desk with execution, pricing, and risk monitoring across various markets while ensuring compliance with regulatory standards.
BankingFinanceFinancial Services
Responsibilities
Assist financial advisors with trade execution in equities, options, mutual funds, fixed income, FX, alternatives and structured products
Review all trades that are flagged for pre-review prior to releasing trades to the market
Work with sales and operations teams to support client orders and resolve trade breaks or settlement issues
Prepare and review the daily trade blotters to ensure accuracy of trade input
Ensure that all processing queues are cleared in a timely manner
Identify trading activity that does not meet firm regulatory and/or firm standards
Conduct daily, weekly, and monthly reviews accurately and timely to ensure accordance to the firm’s guidelines, all applicable external and internal regulation, and policies and procedures
Provide information, as requested, to Legal/Compliance for the firm to respond to requests from various internal and external auditors and regulators
Partner with Product to assist with new product launches. Keep up to date in all approved product offerings and industry trends
Identify inefficiencies throughout all trade processes and work with internal departments and outside vendors to improve overall processes within product workflows
Work closely with Supervisory Directors/Market Directors and communicate any concerns including frequent items that cause NIGOs, Financial Advisors who are having difficulties and/or business practices that are not in line with firm standards
Develop knowledge of financial markets and asset management and financial regulations to build a deep understanding of trading and trading risks
Provide backup coverage and cross-train others
Maintain key reporting and business metrics
Qualification
Required
Bachelor's Degree or equivalent work experience: Finance, Economics, Mathematics, Accounting, Business Administration, Engineering, or equivalent field
3+ Years trading, operations, sales, supervision, compliance, audit, or regulatory experience
Strong analytical background with the ability to analyze and summarize findings in a concise and clear format
Detailed oriented and possess high ethical standards
Knowledge of equities, options, mutual funds, fixed income, FX, alternatives and structured notes trading and investment, and/or experience working in the front desk, operations, sales, risk, regulatory, legal or audit fields
Ability to operate independently within guidelines, policies, directives and established precedence
Strong technical skills, particularly with respect to Microsoft Excel
Genuine interest in and understanding of financial markets
Familiarity with a broad range of asset classes, including derivatives
Intellectual curiosity and problem-solving skills
Strong communication skills and the ability to interact confidently with others
Ability to work independently with minimal supervision, while also maintaining appropriate levels of collaboration and cooperation with other team members
Sensitivity and tact must be especially evident in the performance of compliance monitoring and surveillance functions
Solid understanding of applicable Federal and State laws applicable to SEC registered broker-dealers, futures commission merchants, and swap dealers
Strong analytical and investigative skills and demonstrated ability to operate at a strategic level
Sound judgment in identifying risks to proactively escalate with relevant senior management
Excellent written (drafting & editing) and spoken communication abilities
Excellent teamwork, interpersonal and conflict resolution skills
Series 7 – General Securities Representative License
Preferred
Series 63 or Series 66 – State registration requirements
Company
Santander Bank, N.A.
At Santander Bank, it’s our mission to help people and businesses prosper.
5001-10000 employees
H1B Sponsorship
Santander Bank, N.A. has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (44)
2024 (36)
2023 (61)
2022 (66)
2021 (78)
2020 (69)
Funding
Current Stage
Late StageTotal Funding
$75MKey Investors
Wind Turbine & Energy Cables
2020-01-22Debt Financing· $75M
Leadership Team
Pierre Habis
Chief Consumer & Digital Transformation Officer
Recent News
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2025-12-22
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2025-12-06
Company data provided by crunchbase