UBS · 17 hours ago
Centralized 9/10 Account Approver
New Jersey, United States
Full-time
Onsite
Entry, Mid Level
$65K/yr - $85K/yr
2+ years expUBS is a leading global wealth manager and universal bank headquartered in Zurich, Switzerland. They are seeking a Centralized 9/10 Account Approver to execute KYC activities, support compliance programs, and ensure high standards in client due diligence and onboarding processes.
Asset ManagementBankingFinancial ServicesWealth Management
Responsibilities
Execute the Know Your Customer (KYC) activities, ad-hoc regulatory requirement reports, and remediation's of the branch. This includes delivering the Compliance program for anti-money laundering, anti-bribery, sanctions, Cross Border, Fiscal Compliance and related disciplines
Identify key risks in the current client lifecycle management process and recommend strategies to for future state design to mitigate AML risks while operationalizing efficiency levers and reduce account opening lead times
Conduct initial analysis of new account EDD packages, review required documentation in accordance with CUSO policy and procedures
Maintain subject matter expertise of applicable anti-money laundering laws and regulations and support Front Office by providing guidance on KYC compliance requirements
Translate AML policy for the Front Office to understand and execute, and ensure KYC standard/policy is consistently applied
Ensure client vetting data and document processing comply with regulations, guidelines, standards and UBS policies for all new accounts
Complete of Final Due Diligence Checklist and negative news searches
Qualification
Required
ideally 2 or more years of AML/Compliance, Risk Management and/or legal background
bachelor or international equivalent required; advanced degree a plus
9/10 series license required
experience in performing screening for individuals and entities
strong understanding of AML/ OFAC regulations; consulting background is a plus
strong understanding of Wealth Management, broker dealer products, and various banking products and services
result-oriented and assertive (you don't shy away from challenging situations)
ability to effectively handle a fast paced environment and successfully meet established deadline requirements
ability to interact and work closely with business stakeholders at all levels of seniority
Benefits
Discretionary incentive compensation
Flexible working options
Company
UBS
UBS is a financial services firm engaged in wealth management, investment banking, asset management, and retail banking.
10001+ employees
H1B Sponsorship
UBS has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (8)
2024 (7)
2023 (3)
2022 (6)
2021 (5)
2020 (4)
Funding
Current Stage
Public CompanyTotal Funding
$12.57B2025-11-03Post Ipo Debt· $3.25B
2025-09-09Post Ipo Debt· $1.17B
2024-09-06Post Ipo Debt· $1.5B
Leadership Team
Sergio P. Ermotti
Group Chief Executive Officer
James Walker
Head CTO for Core Technology & Platforms
Recent News
Private Equity Wire
2026-01-16
Private Banker International
2026-01-16
2026-01-16
Company data provided by crunchbase