HW3 · 1 week ago
Market Risk Associate - Governance
New York, United States
Full-time
Hybrid
Mid Level
$95K/yr - $150K/yr
3+ years expHW3 is seeking a Market Risk Governance Associate to join their high-performing team focused on issue management, governance coordination, and regulatory risk processes. The role involves supporting the issue management lifecycle, preparing materials for Risk Committees, and ensuring compliance with regulatory standards.
RecruitingStaffing Agency
Hiring Manager
Jamie-Lee McCallum
Responsibilities
Support the end-to-end issue management lifecycle for regulatory, audit, and internal issues
Track open issues, remediation milestones, evidence, and validation activities across stakeholders
Ensure root cause analyses, action plans, and remediation evidence align with regulatory standards
Produce timely dashboards, metrics, and reporting for senior management and governance committees
Coordinate with Operational Risk and Internal Audit to align with firm-wide issue management standards
Assist in preparing high-quality materials for Risk Committees and oversight forums
Review policies, procedures, and governance documentation for completeness and consistency
Track regulatory developments and interpret implications for swap dealer governance, reporting, and risk controls
Qualification
Required
3–5 years of experience in risk management, counterparty risk, risk governance, broker-dealer risk, or swap dealer oversight
Strong analytical, organizational, and problem-solving skills
Ability to manage multiple tasks with attention to detail and tight deadlines
Excellent written and verbal communication skills
Bachelor's degree (BA/BS)
Cultural sensitivity and ability to interact effectively with international colleagues
Preferred
Advanced degree such as MBA or MS in Finance or Risk Management
Benefits
Discretionary incentive awards
Comprehensive benefits package
Company
HW3
HW3 is a global recruitment consultancy that offers staffing and recruitment services within regulated industries.
51-200 employees
Funding
Current Stage
Growth StageTotal Funding
$7MKey Investors
Meraki Capital
2024-07-30Series Unknown· $7M
Leadership Team
Nick Vaughan
Founder & CEO
Mark DePanfilis
Client Growth Partner
Company data provided by crunchbase