Fixed Income Regulatory Operations AVP jobs in United States
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Phaxis ยท 16 hours ago

Fixed Income Regulatory Operations AVP

positionNew York, NY
timeFull-time
remoteHybrid
seniorityMid Level
money$100K/yr - $135K/yr
date3+ years exp

Phaxis is seeking a strong fixed income regulatory operations candidate to join its reporting team. The role involves supporting regulatory reporting and control functions for fixed income trading and ensuring compliance with regulatory requirements.

DeliveryHuman ResourcesStaffing Agency

Responsibilities

Supports regulatory reporting and control functions for fixed income trading across U.S. Treasuries, Agencies, Corporates, and MBS
Ensures accurate and timely reporting to regulators including Client (TRACE), SEC, and MSRB by monitoring trade data, resolving exceptions, and maintaining reporting controls
Works closely with Trading, Operations, Compliance, and Technology to investigate breaks, support audits, and implement regulatory changes

Qualification

Fixed Income OperationsRegulatory ReportingTRACE KnowledgeTrade LifecycleAttention to DetailCommunication Skills

Required

3+ years of fixed income operations or regulatory reporting experience
strong knowledge of TRACE and trade lifecycle
excellent attention to detail and communication skills

Company

Phaxis

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Phaxis is one of the nation's leading recruiting and consulting firms.
dateFounded in 2002
location
New York, New York, USA
people-size51-200 employees
web-link
http://phisearch.com

Funding

Current Stage
Growth Stage

Leadership Team

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Seth Friedland
Co-Founder and CEO
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Erik DiGiacomo
President
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