TD Securities · 10 hours ago
Governance & Control Analyst I – QC Methodology
Mount Laurel, NJ
Full-time
Onsite
Entry Level
$24/hr - $33.50/hr
1+ years expTD Securities is one of the world's leading global financial institutions, and they are seeking a Governance & Control Analyst I to provide business governance and control related process support. The role involves research, evaluation, operations, testing, reporting, and analytical support for assigned areas of specialization.
BankingFinanceFinancial Services
Responsibilities
Provides business governance and control related research, evaluation, testing/assessment, reporting, review of business performance/processes/initiatives, operational and/or analytical support
Develops and/or prepares applicable business metrics/standard/ad hoc reporting in collaboration with partners and stakeholders to support decisions
Reviews processes and controls and identifies issues and control deficiencies in order to increase standardization of solutions, processes and controls
Supports the integrated implementation of policies/processes/procedures/changes across multiple functional areas
Understands business objectives and contributes by recommending appropriate actions based on analysis and review of results within assigned scope
Contributes to assigned activities and processes
Exercises discretion in managing correspondence, information and all matters of confidentiality
Is knowledgeable of practices, procedures, and trends within area of responsibility
Identifies and manages risks, and escalates non-standard, high-risk activities as necessary
Conducts research projects; supports the development/delivery of presentations/materials to management or broader audience
Adheres to internal policies/procedures and applicable regulatory guidelines
May lead work streams by acting as a project lead/SME for small scale projects/initiatives in accordance with project management methodologies
Protects the interests of the organization – identifies and manages risks, and escalates non-standard, high-risk transactions/activities as necessary
Maintains a culture of risk management and control, supported by processes in alignment with risk appetite
Is knowledgeable of and complies with Bank Code of Conduct
Participates as a member of the team, supports a positive work environment and ensures timely communication
Supports team by regularly enhancing knowledge/expertise in own area and participates in knowledge transfer
Keeps current on emerging trends/developments and grows knowledge of the business, related tools and techniques
Keeps others informed about the status/progress of projects
Contributes to the success of the team by willingly assisting others in the completion and performance of work activities; provides training, coaching and/or guidance as appropriate
Contributes to a fair, positive and equitable environment
Acts as a brand ambassador for your business area/function and the Bank
Qualification
Required
1+ years relevant experience
Fundamental knowledge of governance, risk and control procedures, strategies & tactics
Skill in using computer applications including MS Office
Ability to communicate effectively in both oral and written form
Ability to pay high attention to details
Ability to analyze, research, organize and prioritize work while meeting multiple deadlines
Ability to work successfully as a member of a team and independently
Ability to handle confidential information with discretion
Preferred
Undergraduate degree preferred
Excel experience preferred
Item processing experience preferred
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Company
TD Securities
TD Securities is an investment banking that offers global transaction, M&A advisory, foreign exchange, and equity research services.
5001-10000 employees
H1B Sponsorship
TD Securities has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (70)
2024 (49)
2023 (37)
2022 (31)
2021 (27)
2020 (30)
Funding
Current Stage
Late StageLeadership Team
Rona Ambrose
Deputy Chairwoman
Recent News
2026-01-14
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