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Charles Schwab · 19 hours ago

Senior Specialist, Global Sanctions

US-FL-Orlando

Full-time

Hybrid

Mid, Senior Level

$27.07/hr - $38.46/hr

3+ years exp

Charles Schwab is a financial services company focused on transforming the finance industry. The Senior Specialist in Global Sanctions will ensure compliance with sanctions regulations, enhance screening tools, and manage oversight of sanctions processes while collaborating with various business lines.

Financial Services

Responsibilities

Ensure Schwab remains compliant with all relevant sanctions regulations, to include the screening of Schwab clients, vendors, securities, and transactions against all appropriate sanctions watchlists

Identify red flags that may be associated with sanctions evasion, money laundering, and/or terrorist financing

Engage and collaborate across business lines to enhance existing sanctions screening tools and identify and implement additional processes as needed

Keep abreast of regulatory changes and appropriately document policies, procedures, and investigative outcomes

Communicate verbally and in writing with various business contacts and stakeholders regarding a range of sanctions-related issues

Prepare reports and escalate significant risks and issues in a timely manner

Support all components of the Global Sanctions team, as needed, which may include projects with a focus on operational, strategic, or technology needs

Support firm-wide training efforts related to sanctions compliance

Qualification

U.S. sanctions knowledgeFinancial services experienceCritical thinkingPC skillsCommunication skillsProblem-solvingBachelor's degreeFINRA series 7CAMS certificationCFCS certificationCGSS certificationTeam collaborationPositive attitudeWork ethic

Required

Desire to be viewed as a subject matter expert at all levels, both within FCRM and by our business partners

Critical thinking skills and a track record of taking ownership and driving solutions on complex assignments with regulatory or audit implications

Three to five years of experience in the financial services industry or a working knowledge of banking/broker-dealer businesses and securities/banking industry regulations and practices

Knowledge of U.S laws and regulations applicable to U.S. sanctions; familiarity with the U.S. Treasury Department's Office of Foreign Assets Control

Outstanding written, verbal, and interpersonal communication skills with demonstrated ability to communicate effectively with all levels of an organization

Excellent PC skills and comfort learning new systems and tools

Demonstrated ability to identify and solve complex issues in a team environment working with various levels of management and business partners

Positive attitude, enthusiasm, and strong work ethic with high level of integrity and ethics

Ability to prioritize effectively in a fast-paced environment and function in a professional manner under pressure

A bachelor's degree preferred or equivalent business experience