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NDBT (North Dallas Bank & Trust) · 21 hours ago

Compliance Specialist

US-TX-Dallas

Full-time

Onsite

Mid Level

3+ years exp

NDBT (North Dallas Bank & Trust) is a financial institution with a long-standing reputation in the community, focused on providing excellent customer service. They are seeking a Compliance Specialist to ensure adherence to federal and state regulatory laws, conduct compliance audits, and maintain the bank's compliance software systems.

BankingFinancial Services

Culture & Values

Responsibilities

Examine, verify, and document compliance with federal and state regulatory laws and adherence to internal policies and procedures

Stay abreast of changes to federal and state banking laws and regulations affecting the management, operations, and product offerings of the financial institution

Conduct compliance audits with operating departments to ensure adherence to laws and regulations

Develop compliance auditing plans based on thorough research on studies conducted by government agencies and professional organizations

Prepare and submit audit findings, make recommendations to management when appropriate, and perform appropriate follow-up to ensure compliance with findings and recommendations

Inform and advise Compliance Officer of conditions and status of the bank’s adherence to laws and regulations

Examine policies, procedures, and practices to ensure compliance with laws and regulations

Provide support to other operating units and managers affected by compliance issues and regulatory requirements

Ensure accuracy of data and underlying documentation on the loan application registers (LARs)

Maintain and generate reports from the bank’s compliance software systems

Keep Compliance Officer apprised of compliance items and assist Compliance Officer as needed

Other duties may be assigned

Qualification

Compliance auditingRegulatory knowledgeAnalytical skillsAttention to detailComputer skillsCommunication skillsInterpersonal skillsOrganizational skillsSelf-starter

Required

Four year college or university program degree; or three years compliance and/or auditing experience and/or training; or equivalent combination of education and experience

An in-depth understanding of the industry's rules, guidelines, and regulations

Multitasker with strong attention to detail, analytical, and statistical skills

Good computer skills and experience with relevant software programs

Strong communication and interpersonal skills

Well-organized, efficient, self-starter, and able to work independently

Dedication to objectivity

Benefits

Great work-life balance

Job stability

Opportunities for employees to grow and follow their passions

Company

NDBT (North Dallas Bank & Trust)

Since 1961, NDBT has been dedicated to serving our customers and communities by delivering authentic banking solutions for small businesses, entrepreneurs and goal-oriented individuals throughout North Texas.

Founded in 1961

Dallas, Texas, USA

51-200 employees