Ascent Wealth Partners · 6 hours ago
Investment Operations Associate
Grand Rapids, MI
Full-time
Onsite
Entry, Mid Level
$60K/yr - $80K/yr
1+ years expAscent Wealth Partners is dedicated to providing personalized financial strategies and reducing the stress of complex financial planning for their clients. The Investment Operations Associate will support the day-to-day operational functions of the investment platform, including managing client accounts, trade processing, and ensuring compliance with industry regulations.
AdviceConsultingFinancial Services
Responsibilities
Collect, verify, and maintain client information required to open and service investment accounts
Monitor and support the ongoing management of client investment portfolios
Execute securities transactions accurately and in a timely and efficient manner
Process asset movement requests, including transfers between accounts
Prepare and generate customized client statements and reports
Maintain precise, well-organized records of all transactions and account activity within client accounts
Receive, document, and respond to direct client requests promptly and thoroughly
Understand and adhere to supervisory requirements while maintaining compliance with all applicable industry regulations
Collaborate closely with firm Partners to support client solutions and investment recommendations
Utilize proprietary and third-party software systems to manage and service client investment accounts
Perform miscellaneous operational and administrative duties as needed to support daily business functions
Qualification
Required
Bachelor's degree in finance, economics, accounting, or a related field (or equivalent experience)
Strong attention to detail with a high level of accuracy
Ability to manage multiple tasks in a deadline-driven environment
Comfort working with operational systems, data, and processes
Strong communication and collaboration skills
Preferred
At least 1 year experience in investment operations, financial services, or a related role preferred
Benefits
Medical/Dental/Vision
401(k)
Group Life/Disability
PTO
Paid Parental Leave
Company
Ascent Wealth Partners
Ascent Wealth Partners provides financial planning, investment advisory, business planning, and retirement income planning services.
11-50 employees
H1B Sponsorship
Ascent Wealth Partners has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (2)
2022 (1)
Funding
Current Stage
Early StageLeadership Team
Justin Haan
Partner and Private Wealth Advisor
Steve Lowe
Partner & Wealth Management Advisor
Company data provided by crunchbase