Standish Management, LLC · 4 days ago
Compliance Officer
Dallas, TX
Full-time
Hybrid
Mid, Senior Level
3+ years expStandish Compliance Services LLC is a subsidiary of Standish Management, specializing in regulatory and compliance expertise for private funds. The Compliance Officer will manage client relationships and provide compliance support, including monitoring, testing, and preparing compliance documentation.
Venture Capital & Private Equity
Responsibilities
Conducting compliance monitoring and testing
Preparing and delivering annual compliance reviews
Developing compliance manuals
Conducting risk assessments
Creating training programs
Preparing compliance documentation
Filing required regulatory documents
Training and overseeing Associates and Senior Associates in Code of Ethics administration
Analyzing and summarizing regulatory developments
Contributing to the development and delivery of compliance training materials
Participating in client development initiatives
Collaborating with senior management and compliance professionals
Qualification
Required
A bachelor's degree is mandatory. Graduate level education is a plus
Excellent communication skills, a proactive diligent work ethic, and the ability and desire to work collaboratively in a team environment
Proficient in Microsoft applications including Outlook, Word, Excel, and PowerPoint, with aptitude to learn new software and systems as needed
Ability to work in a fast-paced environment, service multiple clients, demonstrate effective time/task management, and meet strict deadlines
Ability to handle confidential information, work with limited supervision, and collaborate with compliance team members
Strong working knowledge of the investment management and private fund industry, regulatory and compliance environment, and general knowledge of accounting principles
Strong organizational skills, significant attention to detail, and solid ability to develop and maintain Excel spreadsheets and manage, organize, and analyze data and information
Ability to follow instruction and complete tasks in a timely manner, seeking additional clarification and guidance as needed
Ability to work proactively to identify tasks/projects needed to provide a high level of service
Ability to take initiative and responsibility for completing tasks without being instructed
Financial and accounting experience is a plus
Proficient with EDGAR and IARD systems and applicable regulatory filings
Benefits
Competitive pay (commensurate with candidate’s education and experience)
Potential incentive compensation based on business development & profitability
401(k) retirement plan with employer matching
Health / Dental / Vision Insurance
Other insurance options, tax-preferred programs, and employee benefits
Generous paid time off
Company
Standish Management, LLC
Standish provides fund administration services for general partners and managers of private equity funds, specializing in buyout, VC, real estate & fund of funds.
1001-5000 employees
Funding
Current Stage
Late StageLeadership Team
Michael Murphy
Chief Financial Officer
Mike Cunningham
Chief Financial Officer
Recent News
2023-07-18
GlobalFinTechSeries
2022-03-30
Company data provided by crunchbase