SoFi · 10 hours ago
AML Compliance Specialist
Frisco, TX
Full-time
Onsite
Entry Level
$70K/yr - $132K/yr
1+ years expSoFi is a next-generation financial services company and national bank using innovative technology to help members achieve their financial goals. The AML Compliance Senior Specialist will conduct independent reviews and analysis of suspicious activity to ensure compliance with the Bank Secrecy Act and the USA PATRIOT Act.
CreditCredit CardsFinancial ServicesFinTechLendingWealth Management
Responsibilities
Conduct AML investigations to evaluate whether AML risks derived from alerts and cases generated from manual and automated transaction monitoring alerts/cases are risk-relevant and may warrant a SAR filing to be prepared. Ensure alert and case determinations are appropriate, fully supported, clearly documented
Conduct Continuing Activity Reviews based on previously SARs filed and determine whether a subsequent filing is appropriate based on facts and circumstances
Conduct investigations related to 314(a) matches, 314(b) requests and law enforcement inquiries as necessary
Maintain a thorough comprehension of AML typologies related to retail banking and wealth management
Conduct research utilizing available systems, databases, and the internet, consistent with the resolution of investigations
Qualification
Required
Bachelor's Degree from a four-year college or university in a related field
1-2 years of experience in the finance industry focusing on AML transaction monitoring
Demonstrated ability to communicate effectively with all levels of the organization and across different business lines
Excellent working knowledge of BSA/AML laws and regulations relative to money laundering and terrorist financing and the ability to apply this knowledge in assessing transaction activity
Experience with AML transaction monitoring systems
Administering anti-money laundering policies and procedures
Excellent organizational, verbal, written and interpersonal skills are required
Must be able to multitask, adapt well to changing priorities and effectively prioritize workflow to meet critical deadlines
Ability to work in a fast-paced, demanding, and changing environment; must work well under pressure
Excellent analytical skills required
Preferred
CAMS certification preferred (or willingness to become certified within one year of start date)
Company
SoFi
SoFi is a finance company that offers a range of lending and wealth management services.
1001-5000 employees
H1B Sponsorship
SoFi has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (213)
2024 (117)
2023 (131)
2022 (118)
2021 (81)
2020 (42)
Funding
Current Stage
Public CompanyTotal Funding
$12.25BKey Investors
Fortress Investment GroupPGIMQatar Investment Authority
2025-12-04Post Ipo Equity· $1.5B
2025-07-29Post Ipo Equity· $1.5B
2025-04-17Post Ipo Debt· $3.2B
Leadership Team
Anthony Noto
CEO
Jeremy Rishel
Chief Technology Officer
Recent News
Business Wire
2026-01-16
The Motley Fool
2026-01-16
2026-01-16
Company data provided by crunchbase