RBC · 9 hours ago
Senior Analyst, Control Testing and Management
Minneapolis, Minnesota, United States of America
Full-time
Onsite
Mid, Senior Level
$70K/yr - $130K/yr
5+ years expRBC is a leading financial institution, and they are seeking a Senior Analyst for Control Testing and Management. This role involves executing the control testing and management program to ensure the effectiveness of firm controls and collaborating with various partners across the organization.
BankingFinancial ServicesWealth Management
Responsibilities
Develop and maintain subject matter expertise under our ICMP, both with respect to control testing and control management
Execute initial calendar lifecycle of testing, plus go-forward, ongoing calendar for recurring annual and new control testing
Draft and review procedures, templates, reference guides, etc., for executing design and operating effectiveness assessments and other aspects of testing
Participate in and lead testing kickoff and close out meetings with control owners to communicate plan and expectations, summarize findings/issues, lead discussions, and address questions/concerns
Negotiate findings and issues to be raised with control owners and their leadership, including issuing closing memos with observations, findings and/or issues from testing
Open formal operational risk issues for identified findings and issues from testing
Highly organized, flexible and excel at prioritizing and meeting deadlines; ability to prioritize and manage multiple tasks and projects while ensuring that goals are met
Work under pressure in fast-paced and deadline driven environment with multiple competing priorities
Qualification
Required
Bachelor's degree in finance, business, or related field and proficiency in Microsoft Office Suite
5-7 years of experience within wealth management or financial services
Strong knowledge of leading operational risk practices and regulatory expectations, including with respect to controls. Skill and judgment to be able to deal effectively with and influence business partners, stakeholders, and senior management
Proven skill in handling conflict, strategic thinking and decision making in a time-sensitive environment, meticulous attention to detail and strong written and verbal communication skills
Preferred
Quality assurance experience within the banking industry
Experience working in US wealth management broker-dealer risk and/or compliance
Series 7; Series 63/65 or 66; and Series 9/10 or Series 24
JD or other professional degree
Benefits
401(k) program with company-matching contributions
Health
Dental
Vision
Life
Disability insurance
Paid-time off
Company
RBC
Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance.
10001+ employees
H1B Sponsorship
RBC has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (29)
2024 (17)
2023 (3)
2022 (4)
2021 (1)
2020 (2)
Funding
Current Stage
Public CompanyTotal Funding
$16.3B2025-10-30Post Ipo Debt· $5B
2025-09-15Post Ipo Debt· $1.35B
2025-07-10Post Ipo Debt· $177.74M
Leadership Team
Graeme Hepworth
Chief Risk Officer
Kelly Bradley
Chief Human Resources Officer
Recent News
2026-01-15
Company data provided by crunchbase