Raymond James · 4 hours ago
Senior Risk Analyst - Operations
Raymond James is seeking a strategic and data-driven professional for the Senior Risk Analyst position within their Operations division. The role involves leading risk initiatives, conducting assessments, and influencing decision-making through effective communication with senior leadership.
BankingFinancial ServicesInformation TechnologyInsuranceWealth Management
Responsibilities
Lead risk assessments, control evaluations, and remediation efforts across Operations
Conduct research and analysis on operational and emerging risks; prepare and present findings to leadership
Identify risk trends, monitor key risk indicators, and deliver timely reporting to senior leaders and regulatory stakeholders
Serve as a trusted risk advisor to business partners, providing effective challenge and guiding risk‑informed decisions
Influence and communicate risk impacts to senior and executive leadership through clear, concise presentations
Build strong partnerships across Operations, Risk, Compliance, and other functional teams
Apply risk management concepts to evaluate business processes, controls, and operational performance
Leverage understanding of brokerage operations to anticipate risks and recommend process improvements
Support internal audits, regulatory exams, and ongoing control testing activities
Contribute to initiatives that strengthen the risk culture and operational control environment
Recommend enhancements to processes, tools, and reporting to drive operational excellence
Qualification
Required
Strong analytical, research, and problem‑solving skills with the ability to interpret complex data
Proven ability to influence and effectively challenge senior and executive leadership
Experience preparing and delivering clear, executive‑ready presentations
Demonstrated success leading risk initiatives or projects independently
Understanding of risk management frameworks and regulatory expectations
Familiarity with brokerage operations and operational risk concepts
Excellent verbal and written communication skills
Advanced proficiency in Microsoft Excel and Microsoft Office Suite
High School (HS) (Required)
General Experience - 3 to 6 years
Preferred
FINRA SIE and Series 99 (preferred, but not required)
Company
Raymond James
Raymond James provides a range of investment banking services focused on the telecommunications and communications sectors.
Funding
Current Stage
Public CompanyTotal Funding
$1.5B2025-09-09Post Ipo Debt· $1.5B
1983-07-01IPO
Recent News
2026-01-16
2026-01-16
2026-01-16
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