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The Bancorp · 10 hours ago

Enterprise Compliance Analyst (Hybrid)

Greater Sioux Falls Area

Full-time

Hybrid

New Grad, Entry Level

0+ years exp

The Bancorp is a financial institution seeking an Enterprise Compliance Analyst to ensure compliance with State and Federal regulatory laws across various business lines. The role involves performing risk-based reviews, assessing compliance policies, and providing oversight and advisory services to support compliance management.

BankingFinanceFinancial ExchangesFinancial ServicesPayments

Responsibilities

Performs risk-based periodic reviews in accordance with The Bancorp’s Compliance Risk Management Program, including independent sampling and testing as part of The Bancorp’s second line of defense function

Assesses adequacy of The Bancorp policies, procedures and performs second line of defense testing against regulatory requirements, including, but not limited to: Regulations DD, E, CC, DD, B, Z, UDAAP, UDAP, GLBA, ESIGN, SCRA, MLA, CRA, O, M, , CAN SPAM, Reg ii, Reg GG, ID Theft, FCRA, and 1099 IRS Rules

Presents testing reports to Compliance Leadership to articulate areas of concern and associated risk

Oversees and validates required remedial efforts for issues identified by in-business monitoring, compliance testing, and independent audit

Maintains close working relationships with key internal stakeholders, including Fintech Solutions Client Services, Financial Crimes Risk Management, Third-Party Risk, Monitoring & Oversight, and various others business lines

Maintains knowledge of regulatory changes, supervisory guidance, and industry best practices to ensure appropriate advisory support is provided to the impacted areas of The Bancorp

Performs other duties as assigned

Qualification

Compliance testingBanking regulations knowledgeAnalytical skillsMicrosoft Office proficiencyResearch skillsInterpersonal communicationProject managementAttention to detailWritten communication