Zions Bancorporation · 3 days ago
Capital Markets Audit Manager: UT, TX, NC, or FL
Salt Lake City, Utah, United States
Full-time
Onsite
Mid, Senior Level
4+ years expZions Bancorporation is one of the nation’s premier financial services companies, and they are seeking a Capital Markets Audit Manager to lead and execute audits focused on capital markets. The role involves evaluating internal controls, collaborating with business units, and preparing audit reports for senior management.
AgricultureBankingFinanceFinancial Services
Responsibilities
Plan, execute, and report on audits of capital markets functions including sales and trading desks, hedging activities, real estate capital markets and syndications lending, market risk management, and investment banking
Evaluate the effectiveness of internal controls, risk management practices, and compliance with applicable regulations (CFTC, FINRA, OCC, SEC)
Collaborate with business units and risk management teams to identify and assess emerging risks
Prepare clear, concise audit reports and present findings to senior management
Monitor industry trends and regulatory developments to inform audit planning and risk assessments
Mentor junior auditors and contribute to the continuous improvement of audit methodologies
Qualification
Required
Bachelor's degree in Accounting, Finance, Economics, or related field; advanced degree or professional certification (CPA, CIA, CFA) preferred
4+ years of experience in internal audit, external audit, or risk management within capital markets
Deep understanding and working knowledge of capital markets products, trading and hedging strategies, applicable market risks, and regulatory frameworks
Series 7, 24, 27, and 79 licenses or the willingness to obtain these certifications over a 12-month period
Strong knowledge of financial instruments and market dynamics
Strong analytical, communication, and project management skills
Proficiency in AI, data analytics, and audit tools is a plus
Requires a considerable working knowledge of audit, compliance, risk management, business processes within the Capital Market functions
Ability to manage and complete quality audits
Ability to estimate resource requirements and associated plans to accomplish team objectives
Ability to resolve problems and provide alternative and innovative options
Exceptional interpersonal and communications skills, both verbal and written
Ability to handle difficult situations in a positive and constructive manner
Conveys clear expectations for assignments and results
Proficient in coaching, mentoring, recognizing, and managing the performance of team members
Benefits
Medical, Dental and Vision Insurance - START DAY ONE!
Life and Disability Insurance, Paid Parental Leave and Adoption Assistance.
Health Savings (HSA), Flexible Spending (FSA) and dependent care accounts.
Paid Training, Paid Time Off (PTO) and 11 Paid Federal Holidays, and any applicable state holidays.
401(k) plan with company match, Profit Sharing, competitive compensation in line with work experience.
Mental health benefits including coaching and therapy sessions.
Tuition Reimbursement for qualifying employees enrolled in an accredited degree. program related to the needs of the business, maximum of $5,250 per calendar year, employees are eligible for the program upon hire.
Employee Ambassador preferred banking products.
Company
Zions Bancorporation
Zions Bancorporation is a financial services company involved in SBA lending, public finance advisory services, and agricultural finance.
10001+ employees
H1B Sponsorship
Zions Bancorporation has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (68)
2024 (39)
2023 (61)
2022 (68)
2021 (45)
2020 (36)
Funding
Current Stage
Public CompanyTotal Funding
$1.09B2025-08-11Post Ipo Debt· $500M
2024-11-14Post Ipo Debt· $500M
2013-09-13Post Ipo Debt· $87.9M
Leadership Team
Harris Simmons
Chairman and CEO
Recent News
MarketScreener
2025-12-24
2025-12-23
Company data provided by crunchbase