Compliance Officer jobs in United States
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BMO U.S. · 1 day ago

Compliance Officer

BMO U.S. is a financial services company seeking a Compliance Officer to join their Compliance Program Management team. This role involves monitoring and analyzing regulatory changes, communicating developments to stakeholders, and managing the regulatory change management process.

Banking
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H1B Sponsor Likelynote

Responsibilities

Monitor, analyze and communicate regulatory developments promulgated by US and Canadian financial regulators
Communicate applicable regulatory developments to Legal and 2LOD for analysis and 1LOD for implementation
Conduct the day-to-day workflow of the RCM process working with stakeholders
Serve as the primary contact for stakeholders on the RCM process and GRC tool including questions, deliverables, and system access
Tracking and reporting of assigned items to impacted businesses, management teams and various committees
Partner with Legal colleagues to determine the applicability for inclusion of regulations in the RCM coverage universe
Manage and maintain the integrity of the regulatory inventory
Support the development and testing of automation and continued enhancement of the RCM process in the GRC tool
Review and update applicable RCM procedures and standard documents
Create and deliver RCM specific training to stakeholders
Escalate issues and risks to management where appropriate
Exercises judgment to identify, diagnose, and solve problems within given rules
Work independently and regularly handles non-routine situations
Complete various ad hoc project requests as needed/required
Broader work or accountabilities may be assigned as needed

Qualification

Compliance certificateRegulatory knowledgeProject managementAnalytical skillsRelationship managementCommunication skillsInfluence skillsData driven decision makingCritical thinkingCollaboration skillsProblem solving

Required

Typically between 3 - 5 years of relevant experience and post-secondary degree in related field of study or an equivalent combination of education and experience
Proficient level of knowledge of a compliance field
Strong knowledge of business operations & procedures, and activities involving documented practices
Proficient in communication, critical thinking, relationship management and project management skills
Technical proficiency gained through education and/or business experience
Verbal & written communication skills - In-depth
Collaboration & team skills - In-depth
Analytical and problem solving skills - In-depth
Influence skills - In-depth
Data driven decision making - In-depth

Preferred

Recognized compliance certificate or equivalent preferred

Benefits

Health insurance
Tuition reimbursement
Accident and life insurance
Retirement savings plans

Company

BMO U.S.

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We’re a bank, but there’s more to it than that. We're a top ten bank in North America and have been serving our customers since 1817.

H1B Sponsorship

BMO U.S. has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (1)
2024 (11)
2023 (41)
2022 (22)
2021 (14)
2020 (21)

Funding

Current Stage
Late Stage

Leadership Team

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Mike Morton
Vice Chair U.S. Commercial Banking
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Company data provided by crunchbase