Robinhood · 3 hours ago
Manager of Communications Compliance
Robinhood is on a mission to democratize finance for all, and they are seeking a Manager of Communications Compliance to lead their compliance efforts. This role involves ensuring adherence to regulatory requirements and internal guidelines while collaborating with various teams to enhance compliance processes and tools.
CryptocurrencyFinTechPrediction MarketsStock ExchangesTrading Platform
Responsibilities
Lead a team that advises, reviews, approves and audits parent company communications to ensure alignment and adherence of legal, compliance, and internal standards
Provide quality assurance checks on entity compliance reviews, ensuring consistency and that legal and compliance guidance has been properly engaged and applied
Collaborate with Communications and Marketing partners to provide proactive compliance input on campaigns, PR strategies, and new initiatives
Guide internal partners and teammates on applying compliance standards to projects and deliverables, ensuring clarity and adherence from the outset
Review, analyze, and advise on parent company and enterprise-level communications, including third-party advertising, for compliance with regulatory and firm guidelines
Serve as a principal-level approver for communications, confirming adherence to all applicable regulatory laws and internal policies
Provide enterprise-wide guidance on compliance expectations across multi-entity projects and verticals
Create clear, practical guidelines and frameworks to help teams meet evolving regulatory and firm requirements
Drive improvements to compliance processes, systems, and tools that enhance quality, scalability, and operational impact
Strengthen internal controls and governance practices across key business areas through continuous review and refinement
Qualification
Required
Bachelor's Degree required; JD or MBA is a plus
7+ years working in communications compliance within financial services, preferably a Broker-Dealer or Registered Investment Advisor
3+ years in a people management role
Strong understanding of SEC, FINRA, CFTC, FTC, and FCA communication rules and frameworks
Excellent writing, analytical, and interpersonal skills; highly detail-oriented
Proven leadership experience with a collaborative, feedback-driven approach
Skilled at managing complex projects and cross-functional stakeholder groups in fast-paced environments
Experience with compliance review tools (e.g., Red Oak), data visualization (e.g., Tableau), and AI productivity tools (e.g., ChatGPT, Gemini)
Preferred
Bonus: FINRA Series 7 or 24 license, or willingness to obtain within first year
Benefits
100% paid health insurance for employees with 90% coverage for dependents.
Lifestyle wallet — a highly flexible benefits spending account for wellness, learning, and more.
Employer-paid life & disability insurance, fertility benefits, and mental health benefits.
Time off to recharge including company holidays, paid time off, sick time, parental leave, and more!
Exceptional office experience with catered meals, events, and comfortable workspaces.
Company
Robinhood
Robinhood is a stock brokerage that allows customers to buy and sell stocks, options, ETFs, and cryptocurrencies with zero commission.
Funding
Current Stage
Public CompanyTotal Funding
$6.23BKey Investors
Emergent Fidelity TechnologiesRibbit CapitalD1 Capital Partners
2022-05-13Post Ipo Secondary· $648.29M
2021-07-29IPO
2021-02-01Private Equity· $2.4B
Leadership Team
Recent News
2026-01-16
2026-01-13
Company data provided by crunchbase