Truist ยท 6 hours ago
Compliance Manager
Charlotte, NC
Full-time
Onsite
Senior Level, Lead/Staff
8+ years expTruist is a financial institution, and they are seeking a Wealth and Fiduciary Compliance Manager to serve in an advisory capacity to their personal and institutional trust and investment management businesses. The role involves leading a compliance program, overseeing compliance risk management activities, and collaborating with senior management to establish a compliance culture within the organization.
BankingFinanceFinancial Services
Responsibilities
Lead and develop a compliance program/function which may include leading a team
Provide leadership and communicate effectively with senior management and legal staff, as necessary, to ensure awareness of regulatory issues and updates
Work closely with senior management to establish an appropriate compliance culture throughout the organization
Oversee the efforts of business units and other risk areas in the development and implementation of policies, procedures and processes to minimize compliance risks
Aggregate and review Risk Committee materials across team to ensure appropriate evaluation of program effectiveness and stated compliance risk is communicated to leadership
Communicate with management and regulators with respect to compliance risk management activities and regulatory examinations
Collaborate across internal team to implement strategies and methods related to the compliance risk management framework within the organization, including quality assessments, key risk, and performance measurement data, along with oversight monitoring and mitigation strategies
Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives for the company, providing counsel and oversight in a collaborative, business savvy and team-first manner
Qualification
Required
Bachelor's degree in Business, Economics, Finance, or Accounting, or an equivalent combination of education and work experience
Ten years of financial institution experience
Eight years of direct experience in compliance
Advanced knowledge, ability and expertise in compliance and a broad understanding of financial services
Demonstrated experience with regulatory agencies, requirements, and/or regulatory compliance
Solid understanding of risk management processes and risk analysis
Strong communication skills, both verbally and written, and the ability to communicate and interact with all levels of management
Preferred
MBA, Juris Doctorate or other advanced degree
Ten years of compliance experience, with five years at medium to large financial institution
Prior supervisory or management experience
Certified Regulatory Compliance Manager (CRCM)
Direct experience with trust and investment management business lines, whether in first, second or third line of defense
Benefits
Medical
Dental
Vision
Life insurance
Disability
Accidental death and dismemberment
Tax-preferred savings accounts
401k plan
Vacation
Sick days
Paid holidays
Defined benefit pension plan
Restricted stock units
Deferred compensation plan
Company
Truist
Truist is the sixth-largest commercial bank in the U.S.
10001+ employees
H1B Sponsorship
Truist has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (313)
2024 (247)
2023 (288)
2022 (275)
2021 (278)
2020 (270)
Funding
Current Stage
Late StageTotal Funding
unknown2021-01-01Seed
Leadership Team
Michael Maguire
Chief Financial Officer
James Cordovana
SVP of Cloud Security Enterprise Architect
Recent News
2026-01-16
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2026-01-15
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