Chase · 3 months ago
Compliance and Ops Risk Test Lead - Vice President
10420 Highland Manor Dr, Tampa, FL, 33610, US
Full-time
Onsite
Mid, Senior Level
7+ years expJPMorgan Chase is a leading financial institution that offers innovative financial solutions to a diverse clientele. The Compliance and Ops Risk Test Lead will oversee testing activities to ensure proper risk mitigation against financial crimes and will collaborate with various stakeholders to maintain compliance with regulations.
BankingFinancial Services
Responsibilities
Research, plan, and lead detailed reviews, in accordance with the CCOR Testing Program and within required testing timeframes
Prepare clear, concise, and organized work papers to document and support work performed, and conclusions reached
Acquire and analyze data from multiple sources and systems to reach and support conclusions
Identify potential, or actual weaknesses, in controls, processes, and procedures
Write test reports that effectively communicate testing objectives, processes, methodologies, and results to senior management, business control managers, and other relevant functions
Communicate status of ongoing reviews to relevant Business, CCOR Officers, and Technology partners while conducting detailed evaluations of i) internal controls, ii) policies, iii) procedures, and iv) processes that mitigate risks and reasonably ensure adherence to applicable regulations, legal obligations, and business requirements
Validate previously identified issues to confirm they were effectively remediated
Partner with Testing teams in in other regions to ensure global testing consistency and promote adherence to testing standards and requirements
Document information relating to testing reviews completed, issues identified, outstanding action plans and progress against plan
Produce clear, well thought through reporting/presentation decks for internal CCOR stakeholders and
Participate in special projects to enhance CCOR Testing processes and practices
Qualification
Required
7+ years of experience in leading and managing complex testing initiatives within a financial institution or similar industry
Proven track record in developing and implementing comprehensive testing strategies that align with regulatory requirements and firm policies
Understanding of control frameworks plus risk assessment analysis
Bachelor's degree required
Experienced business writer with proven ability to provide clear and concise descriptions of work performed and conclusions reached
Detail-oriented, robust analytical, investigative and problem-solving skills
Flexible to changing business priorities and ability to multitask in a constantly changing environment
Ability to work both independently and collaboratively within a team environment
Ability to manage multiple assignments simultaneously with minimal supervision
Strong interpersonal, communication, and organizational skills
Ability to interact with all levels of personnel within the corporate framework
Preferred
3+ years of experience in a Trade Surveillance or Global Financial Crimes Compliance testing role
Benefits
Comprehensive health care coverage
On-site health and wellness centers
A retirement savings plan
Backup childcare
Tuition reimbursement
Mental health support
Financial coaching
Company
Chase
Chase provides broad range of financial services. It is a sub-organization of JP Morgan Chase.
10001+ employees
Funding
Current Stage
Late StageLeadership Team
Mike McDonnell
Managing Director, Head of Chase Travel Platform Product
Nicole Sanchez
Managing Director, Consumer Bank, GM and Product Executive, Growth Financial Products
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