Northfield Park Racino · 3 hours ago
Compliance Specialist - Northfield Park Racino
Northfield, OH
Full-time
Onsite
Mid Level
3+ years expNorthfield Park Racino is seeking a Compliance Specialist to support its Compliance Department. This role involves conducting audits, ensuring adherence to gaming regulations, and assisting in compliance training and documentation.
Gambling & Casinos
Responsibilities
Conducts daily audits of documents generated from gaming, cage, slots, retail, and food & beverage operating departments
Ensures compliance with ICS, Title 31, Title 26, AML, PCI, and applicable OCCC/OLC/OHRC gaming regulations
Assists in the review and reconciliation of CTRs; logs exceptions and identifies incomplete or incorrect submissions
Assists with identifying and tracing potential reportable transactions for Title 31, Title 26, and AML compliance purposes
Supports the Compliance Manager with the monitoring and administration of Title 31/Title 26/AML training, including e-testing, follow-up, and exception tracking
Assists with the processing and documentation of Suspicious Activity Reports (SARs)
Maintains compliance records, documentation, and retention logs in accordance with regulatory requirements
Identifies discrepancies from daily audits and provides findings to department leadership for corrective action
Assists in coordinating internal and external audits, including IRS, OCCC, OLC, OHRC and third-party examinations
Assists in the preparation of quarterly reports of compliance activity and exceptions for review by the CTR/SAR/Compliance Committee
Monitors daily sensitive key transactions in the manager’s absence
Ensures proper storage, warehousing, and retention of sensitive documents using manual or electronic systems
Conducts regulatory research as directed regarding gaming compliance requirements and internal control updates
Communicates with internal departments to resolve compliance-related questions or audit findings
Assists with gathering and compiling data required for regulatory submissions, petitions, or administrative responses
Performs clerical and administrative functions to support Compliance Department operations
Performs other duties as assigned
Qualification
Required
Must be 21 years or older
Three or more years of applicable experience, combination of experience and education or Associates or above degree preferred
Excellent organizational skills and attention to detail
Strong analytical and problem-solving skills
Ability to efficiently manage and analyze large volumes of transactional data
Proficiency with Microsoft Office Suite and experience with automated financial or compliance systems
Ability to maintain confidentiality and handle sensitive regulatory information
Ability to communicate on the telephone (hearing)
Ability to understand technical manuals
Ability to speak English
Ability to work amicably with co-workers
Ability to write legibly in English
Ability to learn tasks in a reasonable amount of time
Ability to read instructions and numbers in English
Ability to follow supervisor's instructions
Ability to complete tasks with numerous interruptions
Regular attendance at meetings with both internal team members and external parties as appropriate, which may include enclosed office spaces and/or outdoor field site locations
Preferred
Associates or above degree preferred
Knowledge of standard casino departmental structures and business operations is preferred
Company
Northfield Park Racino
501-1000 employees
Funding
Current Stage
Late StageCompany data provided by crunchbase