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Capital One · 10 hours ago

Senior Associate - Controls Testing Specialist

Richmond, VA

Full-time

Onsite

Mid, Senior Level

$96K/yr - $110K/yr

2+ years exp

Capital One is seeking an experienced Controls Assessment and Testing specialist to join their Risk Management Risk Office – Control Testing Team. The role involves performing assessments of requirements and controls, developing testing procedures, and communicating findings to stakeholders.

Financial Services

Comp. & Benefits

No H1B

Responsibilities

Perform assessment analysis of requirements and controls to existing processes

Ability to develop and execute testing and reporting procedures

Ability to understand and communicate complex processes and alignment to policy/regulatory requirements

Establish and maintain good client relations during testing engagements

Strong ability to create and deliver verbal and written communications between business partners

Assist in the planning and execution of credit policy control assessments

Execute transaction testing for credit policy requirements and credit intent in alignment with team methodology and procedures

Manage to testing schedules to ensure all tasks and reporting are completed within established timeframes

Obtain and analyze test data from multiple sources, following testing protocols and leveraging job aids as needed

Systematically retain documents that substantiates test results

Submit test results in the system of record

Assist in communicating results to business areas and Credit Risk Management leadership as needed

Qualification

Controls testingAudit experienceScripting languagesData analysisCommunication skills

Required

High School Diploma, GED or Equivalent Certification

At least 2 years of experience in audit or controls testing

Preferred

Bachelor's degree or military experience

1+ years of experience working with at least one scripting language (Python, R, Spark, or SQL) and querying, analyzing and working with data languages

Ability to effectively communicate findings to stakeholders

Deep understanding of risks and ability to communicate and evaluate the appropriateness of mitigating activities

Experience auditing internal controls