PNC · 1 week ago
Capital Markets Assistant Sr-Sales/Trade (F)
New York, NY
Full-time
Onsite
Entry, Mid Level
$58K/yr - $130K/yr
2+ years expPNC is a company that values its employees as its greatest differentiator and competitive advantage. As a Capital Markets Assistant Sr. within PNC's Capital Markets organization, you will assist with complex capital markets transactions and support the assigned sales/trading team, ensuring high-quality customer service and effective communication between clients and the operations team.
BankingFinanceFinancial Services
No H1B
Responsibilities
Assists with complex capital markets transactions and supports the assigned sales/trading team; provides high quality customer service with respect to client inquiries, transaction support, reporting and database management
Executing assigned responsibilities proactively with a high degree of autonomy. This includes self-directed problem solving and trade execution on a reverse inquiry basis. Processes or coordinates corporate and institutional client requests for the purchase or sale of capital markets products. Acts as primary liaison between front office and operations team for the sales/trading desk
Performs administrative and support tasks for a sales/trading team. Tracks client documentation and trade settlement processes
Develops a working knowledge of the products and capabilities of the assigned business
Provides support for client relationships and ensures consistency and continuity in their support role
Acts as first point of escalation for client services requests to provide an enhanced customer experience. Training and providing job-related guidance on processes, products, and clients to junior members of the team
Qualification
Required
Finra licenses required: SIE, 7 and 63
Fixed Income Experience Highly Preferred
Roles at this level typically require a university / college degree, with 2+ years of relevant professional experience
In lieu of a degree, a comparable combination of education, job specific certification(s), and experience (including military service) may be considered
Bachelors
Public Finance & Healthcare - SIE, Series 52 & 63 (79 optional) within 180 days of employment
Asset Backed Finance - SIE, 7, 79 and 63 within 180 days of employment
DCM (Loan Syndications & Equipment Finance) – SIE, Series 79, Series 7, and 63 within 120 days of employment
Derivatives – SIE, Series 7 and 63 within 120 days of employment
FIG – SIE, Series 7 and 63 within 120 days of employment
Fixed Income – SIE, Series 7 and 63 within 120 days of employment
Foreign Exchange – SIE, Series 7 and 63 within 120 days of employment
Fixed Income (Tax-Exempt): Municipal Trading and Underwriting – SIE, Series 52 and 63 (or Series 7, if taken prior to 11/7/2011, is acceptable in lieu of Series 52) within 90 days of employment
Municipal Sales – SIE, Series 7 or 52, and 63 within 90 days of employment
ESOP - SIE, 63 and 79 within 120 days of employment
Other appropriate licenses (e.g. supervisory licenses) may be required at the discretion of the manager
Preferred
Client Relationship Building
Corporate Finance
Decision Making
Equity Trading Systems
Financial Accounting
Investments
Investment Strategies
Trading Strategies
Benefits
Medical/prescription drug coverage (with a Health Savings Account feature)
Dental and vision options
Employee and spouse/child life insurance
Short and long-term disability protection
401(k) with PNC match
Pension and stock purchase plans
Dependent care reimbursement account
Back-up child/elder care
Adoption, surrogacy, and doula reimbursement
Educational assistance, including select programs fully paid
A robust wellness program with financial incentives
Maternity and/or parental leave
Up to 11 paid holidays each year
9 occasional absence days each year, unless otherwise required by law
Between 15 to 25 vacation days each year, depending on career level; and years of service
Company
PNC
PNC is a financial service company providing bank deposits products and services to its community.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
unknown1975-11-17IPO
Leadership Team
Keith Hayes
SVP, PNC Aviation Finance
M
Michael Gaber
Senior Vice President - Originations
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